CAPITAL MARKETS ASSOCIATE RESUME EXAMPLE

The Capital Markets Associate coordinates closely with Finance and Capital Markets leadership to forecast funding requirements and develop strategies tailored to the organization's goals. This role involves engaging with multiple departments including Finance, Analytics, Risk, and Legal to facilitate the due diligence and structuring processes for capital market transactions. The associate also prepares engaging investor presentations and marketing materials, manages crucial financing aspects, and leads reporting and compliance initiatives.

Tips for Capital Markets Associate Skills and Responsibilities on a Resume

1. Capital Markets Associate, Greenfield Financial Group, Sacramento, CA

Job Summary: 

  • Manage the reporting, analysis and data requirements to maintain existing credit facilities.
  • Support the development of flow and securitization programs.
  • Manage settlement of new receivables with sponsor banks, card networks and SPVs.
  • Perform analysis and diligence in support of evaluating and closing new facilities.
  • Manage onboarding of new debt facilities including operational setup and review of documentation.
  • Lead cross-functional efforts to standardize and improve portfolio data and reporting processes.
  • Help with month-end accounting and assist with special projects


Skills on Resume: 

  • Financial Analysis (Hard Skills)
  • Data Management (Hard Skills)
  • Knowledge of Credit Facilities (Hard Skills)
  • Settlement Management (Hard Skills)
  • Due Diligence (Hard Skills)
  • Project Management (Hard Skills)
  • Accounting Knowledge (Hard Skills)
  • Communication and Collaboration (Soft Skills)

2. Capital Markets Associate, Horizon Investments, Charlotte, NC

Job Summary: 

  • Perform offsite delivery of business processes including technology, finance, reporting, and data analytics
  • Assist the engagement team with preparing client-specific reports
  • Perform scheduled data gathering, utilizing technology tools
  • Complete process deliverables for clients, and deliver performance measurements for clients
  • Support the negotiations and structuring of large financing facilities
  • Take responsibility for leading the day-to-day management of closed facilities
  • Support with term sheet negotiations with potential capital providers
  • Support general balance sheet management and the management and execution of FX hedging operations
  • Build and maintain financial analysis and reporting for facilities and institutional partners
  • Collaborate cross-functionally to implement, streamline and improve practices


Skills on Resume: 

  • Business Process Delivery (Hard Skills)
  • Report Preparation (Hard Skills)
  • Data Gathering and Analysis (Hard Skills)
  • Performance Measurement (Hard Skills)
  • Financial Structuring and Negotiation (Hard Skills)
  • Facility Management (Hard Skills)
  • Capital Provider Engagement (Hard Skills)
  • Financial Analysis and Reporting (Hard Skills)
  • Cross-functional Collaboration (Soft Skills)

3. Capital Markets Associate, Summit Capital Partners, Denver, CO

Job Summary: 

  • Full ownership for building and maintaining complex transaction models
  • Running and presenting high-quality and accurate data analysis
  • Full involvement in investor activities, funding strategy and preparation of investor materials
  • Transaction project management including structuring, due diligence and documentation
  • Working closely with other business functions regarding data management and reporting
  • Delivering high-quality models, data, and insights, that break down problems into solvable components
  • Provide backed-up options to inform the decision-makers thinking
  • Presenting recommendations and implementing solutions 
  • Genuinely help drive strategic and operational decision-making and improve business performance
  • Contributing to securing the funding position of the business across multiple sources
  • Building strong relationships across all stakeholders


Skills on Resume: 

  • Financial Modeling (Hard Skills)
  • Data Analysis (Hard Skills)
  • Investor Relations (Hard Skills)
  • Project Management (Hard Skills)
  • Collaboration (Soft Skills)
  • Problem-Solving (Soft Skills)
  • Decision Support (Soft Skills)
  • Strategic Thinking (Soft Skills)

4. Capital Markets Associate, Quantum Financial Services, Austin, TX

Job Summary: 

  • Developing and evolving the current daily P&L framework and attribution, including forecasting of expected future margin
  • Creating a structure and process that aligns the priced in margin to the modeled initial margin in QRM
  • Managing daily operational processes necessary to support ongoing operations surrounding hedging and P&L reporting
  • Maintaining and reconciling modeled assumptions, and building ad-hoc analysis, reporting and models
  • Completing Monthly reconciliation of expected gain on sale to estimated gain on sale
  • Streamlining and Enhancing existing processes to evolve with business needs
  • Support analysis used for GNMA Early Buyout (EBO) opportunities.
  • Develop and maintain documented policies and procedures supporting MSR valuation for portfolio, daily best efforts pricing, pipeline and mandatory bulk.
  • Compile supporting documentation as requested by internal and external auditors and tax accountants.
  • Maintain dialog with accounting and finance to manage methodologies related to valuation and hedge-related accounting/financial guidance.


Skills on Resume: 

  • Financial Analysis and Forecasting (Hard Skills)
  • Quantitative Risk Management (QRM) (Hard Skills)
  • Operational Management (Hard Skills)
  • Data Analysis and Modeling (Hard Skills)
  • Reconciliation Skills (Hard Skills)
  • Process Improvement (Hard Skills)
  • Mortgage Analysis and Valuation (Hard Skills)
  • Documentation and Compliance (Hard Skills)

5. Capital Markets Associate, Pinecrest Capital, Atlanta, GA

Job Summary: 

  • Reconcile loan-level servicing data before performing monthly MSR valuations
  • Continuous monitoring and maintenance of MSR valuation relating to portfolio
  • Generate, review and report monthly MSR portfolio valuation.
  • Prepare, review and report periodic analysis on MSR valuation attribution and risk metrics.
  • Quantifying gaps between modeled, actual and industry.
  • Review and report market sensitivity measurements including initial capitalization levels.
  • Develop and execute monthly reporting of prepayment and delinquency trends stratified by FICO, LTV, Investor, Geography, etc.
  • Develop and maintain quantitative/analytic models and metrics in support of the company’s risk measurement and performance reporting functions.
  • Support trading functions necessary to maintain the company’s risk tolerance of MSR hedging activities.
  • Develop and maintain reconciliation and reporting of HPFC’s MSR valuation to external valuations used for third-party financing.


Skills on Resume: 

  • Data Reconciliation (Hard Skills)
  • MSR Valuation (Hard Skills)
  • Reporting Skills (Soft Skills)
  • Analytical Skills (Hard Skills)
  • Quantitative Analysis (Hard Skills)
  • Market Sensitivity Analysis (Hard Skills)
  • Trend Analysis (Hard Skills)
  • Model Development and Maintenance (Hard Skills)

6. Capital Markets Associate, Blue Ridge Financial, Richmond, VA

Job Summary: 

  • Build a model, or modify an existing one, to analyze the impact of various investment or financing scenarios
  • Maintain the company model and update it to reflect new analyst consensus projections for various drugs from equity research reports
  • Work with CFO and Finance team on all aspects of FP&A, budgeting, and public company guidance
  • Work with the IR team to help prepare materials for shareholder updates or other marketing materials
  • Work with bankers for any deal-specific advisory or financing
  • Work on all aspects of Treasury activities
  • Analyze the impact of potential new capital raises
  • Work with internal team, lenders and banks to determine debt capacity and financing options for new acquisitions


Skills on Resume: 

  • Financial Modeling (Hard Skills)
  • Data Analysis (Hard Skills)
  • Financial Planning and Analysis (Hard Skills)
  • Investor Relations (Soft Skills)
  • Financial Advisory (Hard Skills)
  • Treasury Management (Hard Skills)
  • Capital Planning (Hard Skills)
  • Debt Financing Expertise (Hard Skills)

7. Capital Markets Associate, Cedar Point Capital, Minneapolis, MN

Job Summary: 

  • Support the Company's financial planning process including annual plans and interim forecast update
  • Analyze monthly financial, operating results, and key metrics compared to plan and prior periods. 
  • Deliver clear verbal and written explanations of analyses and findings
  • Identify trends, risks, efficiencies, and/or opportunities through analysis.  
  • Perform focused and consistent analysis of key business drivers to support operating and strategic initiatives
  • Perform ad hoc financial forecasting, analyses, and modeling needed for corporate capital initiatives
  • Assist with the coordination and preparation of Board Presentation packages
  • Manage reporting requirements for capital providers
  • Assist in the execution of capital markets transactions (likely to include warehouse financing, securitization, corporate financing, and others)
  • Provide pricing analysis for potential funding partners
  • Assist in analyzing and executing whole loan sales (and other funding outlets)
  • Understand and communicate the credit profile and drivers of asset performance


Skills on Resume: 

  • Financial Planning (Hard Skills)
  • Financial Analysis (Hard Skills)
  • Communication Skills (Soft Skills)
  • Trend Identification (Hard Skills)
  • Business Driver Analysis (Hard Skills)
  • Financial Forecasting and Modeling (Hard Skills)
  • Board Presentation Preparation (Hard Skills)
  • Capital Markets Knowledge (Hard Skills)

8. Capital Markets Associate, Elm Street Securities, Portland, OR

Job Summary: 

  • Create presentations and prepare reports for Link senior management, Blackstone, and external parties
  • Build and maintain financial models about company/fund/portfolio-level analytics
  • Synthesize, cleanse, and monitor financial, operating, and portfolio data
  • Work closely with, mentor, and train analysts in real estate valuation, corporate finance, capital markets, and financial modeling
  • Support maximizing both the quality and efficiency of group reporting to Link senior management and Blackstone
  • Develop and maintain lender relationships and assist with any reporting requested
  • Compile capital summary for Blackstone’s quarterly capital markets review and assist with underwriting, structuring, and execution of capital markets transactions
  • Track and evaluate Link’s portfolio, capital structure, financial and operating performance relative to peers
  • Compile, evaluate, and present macroeconomic, real estate sector, industry, and public/private market statistics, trends, and transaction activity
  • Collaborate with the FP&A team to create and maintain asset and portfolio-level analytics
  • Work closely with the Accounting and Data Analytics teams to ensure data integrity across the entire portfolio


Skills on Resume: 

  • Presentation and Reporting Skills (Hard Skills)
  • Financial Modeling (Hard Skills)
  • Data Management (Hard Skills)
  • Leadership and Mentorship (Soft Skills)
  • Efficiency Enhancement (Soft Skills)
  • Relationship Management (Soft Skills)
  • Capital Markets Expertise (Hard Skills)
  • Market Analysis and Evaluation (Hard Skills)

9. Capital Markets Associate, Sterling Capital Advisors, Phoenix, AZ

Job Summary: 

  • Work with Finance and Capital Markets leadership to forecast funding needs and define strategies and structures to achieve the organization's goals
  • Collaborate across the Company with Finance, Analytics, Risk, and Legal teams to support the due diligence and structuring process for capital markets transactions
  • Build compelling investor presentations and marketing materials for various potential financing counterparties
  • Assist in managing critical aspects of financing facilities, leading reporting and compliance processes including directing funds
  • Collaborate on debt facility analytics and data visualizations to drive strategic decision-making
  • Work closely with the Finance and Accounting teams to manage the daily cash funding needs of the overall business
  • Transaction preparation, structuring, due diligence, documentation and management of legal and accounting issues
  • Assisting senior team members with the origination of new business, including the identification of target opportunities
  • Assisting with the preparation of presentations for clients, investors, and the broader investment community and responsible for responding to client-specific requests
  • Communicating with clients, advisers and senior investment bankers, including participation in client meetings and events in both origination and execution projects
  • Assisting with local product/ sector projects, initiatives, and responsibilities, and working towards revenue requirements determined by the business 


Skills on Resume: 

  • Financial Forecasting and Strategy (Hard Skills)
  • Cross-functional Collaboration (Soft Skills)
  • Presentation Skills (Soft Skills)
  • Financial Management (Hard Skills)
  • Data Analytics and Visualization (Hard Skills)
  • Cash Flow Management (Hard Skills)
  • Transaction Management (Hard Skills)
  • Client Communication (Soft Skills)