• Advise cross-functional Product teams and create a Compliance framework to facilitate the growth of the new financial products, with a focus on the consumer credit.
• Take ownership of Compliance (not just a small part of it).
• Identify and evaluate compliance requirements for new and existing international markets.
• Design go-to market strategy to fulfill applicable compliance obligations for all services.
• Build a tactical roadmap and set objectives that align with product launches.
• Communicate applicable risks, costs, progress, and results to all internal and external stakeholders
• Evaluate partnership requirements and advocate for best interests.
• Design all relevant framework documentation, content, and processes, and training teams to implement these.
• Design and conduct testing of compliance policies put into place
• Create and evaluate risk assessments for all compliance policies and credit products

Skills: Compliance Framework Development, Full Compliance Ownership, International Market Compliance Analysis, Go-to-Market Compliance Strategy, Strategic Roadmap Planning, Stakeholder Communication, Partnership Advocacy, Compliance Training and Documentation Design

• Implementing, monitoring, and auditing IT SOC2 Type2 controls
• Monitoring Infrastructure ISO27001 control framework.
• Ensure that IT PCI compliance is maintained.
• Liaising with Enterprise groups to ensure that Technology Risks, Internal and External Audit actions are actioned, updated, and reported correctly.
• Owning the IT Disaster Recovery Plan (DRP) and Technical Recovery Plans (TRP) to ensure that they are fit for purpose and are regularly tested.
• Coordinating IT elements of Business Continuity testing.
• Prepare and present updates to internal forums & committees, clients and auditors. 
• Create, maintain and train ‘Standard Operating Procedures’ (SOP’s) to Infrastructure and Application Delivery teams to adhere to agreed compliance controls.
• Design, maintain and monitor IT SOC2 Type2 Compliance for Assurant’s business – specifically for it’s non-businesses. 
• Monitor Infrastructure ISO27001 & IT PCI controls, to ensure that are correctly implemented, and policies and procedures are effective
• Ensure that any new projects IT Compliance requirements are correctly assessed to ensure that Assurant Enterprise standards are followed, IT SOC2 Type2, ISO27001 and PCI compliance effectiveness is maintained.
• Creating, maintaining, and following Standard Operating Procedures (SOP’s) including technical standards, processes, procedures, and operations manuals.

Skills: SOC2 Type2 Implementation and Auditing, ISO27001 Framework Monitoring, PCI Compliance Maintenance, Technology Risk Management, IT Disaster Recovery Planning, Business Continuity Coordination, Compliance Reporting and Presentation, SOP Development and Training

• Ensure continued compliance with laws and regulations that affect the firm
• Participate in creating and maintaining existing Compliance Policies and Procedures pertaining to operations.
• Be the subject matter expert on all compliance-related issues including banking (KYC), as well as routine compliance matters in HR, corporate governance, and investment (SEC) compliance matters.
• Review laws and regulations that impact compliance requirements
• Evaluate policies, procedures, and programs to ensure compliance is met
• Perform risk-based compliance testing.
• Ensures that compliance activities are commensurate with the level of risk being mitigated.
• Evaluate and determine matters requiring escalation with the appropriate level of urgency.
• Manage the contract for outsourced analyses.

Skills: Regulatory Compliance, Policy Development, Subject Matter Expertise in KYC and SEC Regulations, Legal Review, Compliance Evaluation, Risk-Based Compliance Testing, Risk Management, Contract Management

• Responsible for ensuring the company's software development process is being adhered to and is in line with the current ASPICE standards.
• Drive and assist in preparing department readiness for all internal and external audits.
• Lead the closure of any findings raised during any audit activities through to resolution.
• Support the internal problem management and resolution strategies. 
• Participate in internal investigations. 8D, 5 Whys etc.
• Monthly reporting to the management team, and the customer engagement teams.
• Review, maintain and improve the quality assurance and quality control systems and processes.
• Identifying gaps and working with stakeholders within the organisation to implement new processes.
• Accountable for the refresh, management and compliance of Employment Contracts, Work Rules, etc.
• Accountable for keeping abreast of all relevant internal policies, local labor laws and industry practices.

Skills: Process Compliance, Audit Preparation, Issue Resolution, Problem Management, Investigative Analysis, Reporting, Quality Assurance, Regulatory Compliance.

• Developing and implementing a DHSC wide information assurance and data protection compliance framework.
• Lead on maintaining and proactively managing the framework, reviewing its effectiveness against changes to regulatory requirements and lessons learned.
• Enabling delivery of an annual assurance and compliance programme of work.
• Lead on reporting the compliance position for individual business areas, identifying any areas for improvement, and working with them to put an improvement plan in place.
• Escalating non-compliance, and remediation recommendations
• Conducting targeted deep dive audits and compliance assessments.
• Reporting to the DPO, SIRO, governance forums and DHSC Executive Committee on the effectiveness of business information risk management and data protection compliance, based on assurance activity and reports from business areas.
• Maintaining an oversight of the effectiveness of DHSC, ALBs and EAs information management and data protection compliance arrangements.

Skills: Framework Development, Regulatory Compliance, Program Management, Performance Analysis, Remediation Management, Audit Execution, Reporting and Communication, Oversight and Monitoring.

• Extensive experience within a GMP regulatory role with a strong understanding of all compliance aspects of Drug Product Manufacturing.
• Strong continuous improvement background with excellent interpersonal skills.
• Able to develop and build strong teams to deliver against objectives.
• Proven ability to formulate and implement more effective and robust compliance process in a drug product environment.
• Demonstrated ability to learn new computerized systems and skills
• Excellent verbal and written communication skills.
• Strong interpersonal skills and accountability in day-to-day interactions with an operational focus on business goals, customers and process 
• Teamwork spirit, good communication skills, and training abilities
• Experience with Cleaning Validation programs
• Experience with Equipment Qualification and Validation Programs
• Experience in GXP roles).

Qualifications: BA in Information Systems with 10 years of Experience

• Experience in KYC/ AML Compliance.
• Experience in threshold tuning and AML optimization
• Knowledge of the KYC/ AML requirements for Corporate Banking and Private Banking or any relevant experience.
• Good analytical and communication skills.
• ICA/ ACAMS certification is good to have.
• Strong knowledge of Computerized Systems, Compliance regulations and standards
• Experience with QTS software system
• Previous experience deploying technology in manufacturing environments (GMP).
• Experience and understanding of ISO certification
• Experience leading process improvement initiatives.
• Ability to strategic communication with clients.

Qualifications: BA in Risk Management with 8 years of Experience

• Prior experience in compliance or internal audit, or closely related experience in a public or private company
• Experience managing trade compliance, including experience with DDTC requirements for export licensing, export controls, and ITAR programs
• Certification such as CPA, CIA, CMA, or CCEP would be useful but at a minimum, must have a working understanding of a controls environment
• Ability to plan, organize and multitask while working in a cross functional environment
• Exceptional verbal and written communication and interpersonal skills
• Ability to operate effectively within a team
• Ability to work in a fast-paced environment with changing priorities
• Executive presence with senior management

Qualifications: BA in Finance with 10 years of Experience

• Knowledge and understanding of healthcare compliance and the applicable legal and regulatory framework, including the Foreign Corrupt Practices Act and the Bribery Act
• Demonstrated experience in developing and implementing a compliance program in a life science/biotech setting. 
• Experience working in small- to mid-cap life science companies 
• Demonstrated experience with multi-jurisdictional/global compliance programs
• Experience in successfully identifying and resolving compliance issues quickly and effectively
• Understanding of corporate objectives and ability to work in partnership with business colleagues to implement effective compliance programs that are consistent with those objectives
• Ability to influence others without having direct authority over 
• Enabling interactions with people of all levels

Qualifications: BA in Law with 7 years of Experience

• Broad working knowledge of regional and local EHS compliance and regulatory requirements as relate to the manufacturing and facility operations.
• Working knowledge of legal registries.
• Strong technical writing skills.
• Must be able to effectively and professionally communicate to all levels of the organization.
• High-level project management, interpersonal communications, and critical thinking ability.
• Ability to influence change and produce results where workers are not direct reports.
• High tolerance for change and ability to pivot quickly in a complex and consistently adaptive environment.
• Servant leader mentality, possessing exemplary listening skills and the ability to lead with empathy through awareness and foresight.
• GCP Phase II/IV experience: investigator site audits, vendors, project, process audits.
• Regulatory expertise - detailed knowledge of specific regulation/ multiple regulations.
• Experienced Lead Auditor.

Qualifications: BA in Business Administration with 5 years of Experience