SENIOR AUDIT MANAGER SKILLS, EXPERIENCE, AND JOB REQUIREMENTS

Updated: Oct 12, 2024 - The Senior Audit Manager possesses extensive knowledge of capital markets, particularly in areas like foreign exchange, securities lending, and operations, backed by a solid understanding of regulatory frameworks. This role demands proficiency in financial products, markets, and legal regulations pertinent to derivatives and FX, alongside deep expertise in documentation, collateral management, and ISDA/CSA requirements. The manager also has exceptional communication, leadership, and analytical skills are crucial, in enabling effective collaboration and compliance navigation within the high-stakes environment of a global financial institution.

Essential Hard and Soft Skills for a Standout Senior Audit Manager Resume
  • Financial Analysis
  • Regulatory Compliance
  • Risk Management
  • Audit Reporting
  • Knowledge of GAAP and IFRS
  • Data Analysis
  • Audit Software
  • Capital Markets
  • Tax Law Understanding
  • Forensic Accounting
  • Leadership
  • Effective Communication
  • Problem Solving
  • Critical Thinking
  • Ethical Judgment
  • Attention to Detail
  • Negotiation
  • Time Management
  • Adaptability
  • Teamwork

Summary of Senior Audit Manager Knowledge and Qualifications on Resume

1. BA in Accounting with 7 years of Experience

  • Relevant audit experience with an understanding of auditing techniques and the IIA standards. 
  • Experience working in public accounting and/or internal auditing
  • Relevant supervisory experience (in a matrixed environment)
  • Ability to be innovative, focused and prepared to take our audit services to a new level
  • Strong functional skills with the right blend of business-savvy
  • Experience working in a team environment, evaluating policies and internal controls in an environment using emerging technologies
  • Working experience in implementing best practices
  • Strong communication and presentation skills, and the ability to think strategically. 
  • Superb time management and organization skills
  • Lead and/or assist with the implementation and use of Computer Assisted Auditing Techniques (CAATS) within GIA. 
  • The ability to support the development and implementation of data analytics more broadly in the business
  • Professional certifications (CIA, CISA, CISSP, CISM, CRISC, PCI, CMA), and/or MBA

2. BA in Finance with 9 years of Experience

  • Significant internal audit experience or insurance industry experience
  • A certified professional designation (e.g. ACA, CFA, ACCA, CIA, CPA, etc.)
  • A solid understanding of the EU law requirements
  • Significant experience with auditing leveraging the use of data analysis tools (e.g. MS Excel tools, Access, ACL, IDEA, Qlikview, etc.)
  • Have 'Managerial courage' to effectively deliver difficult messages to staff members and determine appropriate reporting and escalation 
  • Ability to thrive within a team-oriented environment while focusing on what matters most
  • Good at cultivating relationships with stakeholders and building trust that facilitates an open mindset and free exchange of information
  • Function independently and multi-task in a dynamic, changing environment
  • Excellent leadership skills with attract and develop top talent
  • Strong communication (oral and written), presentation, and project management skills
  • Possess and promote a culture of intellectual curiosity

3. BA in Business Administration with 5 years of Experience

  • Exposure to assurance in the Insurance domain with a specific focus on Property and Casualty and Life and Health Insurance.
  • Excellent project and people management skills.
  • Must have Qualified Chartered Accountant (ICAI)/ACCA/CPA.
  • Professional working experience in Assurance at well-known CA Firms.
  • Exposure to assurance in the Insurance domain with a specific focus on Property and Casualty and Life and Health Insurance.
  • Fluent knowledge of both English and German language.
  • Proficiency in Microsoft Office, specialty Excel
  • Have an interest in business and commerciality.

4. BA in Economics with 8 years of Experience

  • Current or recent experience providing financial audit services in a CPA firm or professional services practice
  • Working experience developing and executing audit strategies for manufacturing, distribution, large corporations, multi-national companies, or SEC registrants
  • Working knowledge of US GAAP, IFRS, US GAAS, IAS and PCAOB AS
  • Demonstrated success leading teams and mentoring other audit staff on multiple client engagements simultaneously
  • Strong computer skills including proficiency with Microsoft Office applications
  • Working knowledge of ProSystem Engagement and other audit preparation software programs
  • A strong record of developing and sustaining profitable client relationships
  • Excellent interpersonal and communication skills (both oral and written)
  • Excellent analytical, organizational and project management skills
  • Ability to work extra hours as needed and travel to various client locations at times
  • Must have a CPA license

5. BA in Management Information Systems with 10 years of Experience

  • A strong knowledge of Capital Markets with a preference for foreign exchange, securities lending, or operations 
  • Prior experience with relevant regulatory guidance (e.g., MiFID II, Dodd-Frank, MAR, Volker, EMIR)
  • Extensive knowledge of financial services products, markets, laws, rules and regulations relevant to OTC derivatives, FX, swaps, futures and options. 
  • Have an in-depth knowledge of swaps and futures documentation, collateral management and ISDA/CSA requirements
  • Excellent written and oral communication skills. 
  • Able to succinctly communicate complex concepts in an easy-to-understand manner
  • Strong relationship management and leadership skills with the ability to work collaboratively with people at all levels of the organization
  • Analytical and detail-oriented with the ability to interpret rules and regulations and practically apply them to ongoing operations
  • Experience in dealing with senior compliance and regulatory staff at various exchanges and regulatory agencies
  • Ability to take ownership and initiative to negotiate, influence and build consensus and successfully navigate within a demanding and international environment of a leading global financial institution
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