SENIOR ASSURANCE ASSOCIATE RESUME EXAMPLE

The Senior Assurance Associate reviews and provides critical feedback on client documents to ensure compliance with regulatory requirements, including breach reporting. This role involves using diverse experiences to spearhead process improvements, promoting best practices and operational excellence. The senior is also proficient in managing financial statement audit fieldwork, adapting audit approaches to dynamic client environments, and effectively communicating findings to senior management.

Tips for Senior Assurance Associate Skills and Responsibilities on a Resume

1. Senior Assurance Associate Resume Guide

Job Summary: 

  • Assist the Financial and Operational Assurance team and the Vice President of Corporate Assurance
  • Assist in performing financial and operational reviews, investigations and other ad-hoc assignments 
  • Achieve Corporate Assurance’s objectives and ensure that review work conforms to the professional standards for Internal Auditing
  • Examine the control's overall operating disbursements (opex and capex) to ensure appropriate authorization, justification, and substantiation
  • Assess safeguard controls overall physical and intellectual assets
  • Evaluate financial, operational, and strategic risks and determine cost-effective solutions to mitigate these risks.
  • Perform tasks following IIA standards and comply with the organizational and IIA Code of Ethics.
  • Records transaction flows and controls in financial and operational systems using techniques such as flowcharting and narrative documentation.
  • Performs an evaluation of the risks and controls of each significant review area based on the systems recorded.


Skills on Resume: 

  • Financial Analysis (Hard Skills)
  • Operational Review (Hard Skills)
  • Audit Methodologies (Hard Skills)
  • Risk Management (Hard Skills)
  • Compliance Knowledge (Hard Skills)
  • Control Evaluation (Hard Skills)
  • Documentation Skills (Hard Skills)
  • Ethical Conduct (Soft Skills)

2. Professional Senior Assurance Associate Resume

Job Summary: 

  • Assists in the development of audit programs and implements the programs designed 
  • Evaluate and test the systems and controls for effectiveness, efficiency and reliability.
  • Documents observations and conclusions of the tests in properly indexed work papers 
  • Gathers sufficient, relevant and reliable evidence to support the conclusions.
  • Observes time budgets and regularly apprises superiors on the progress of each assignment.
  • Demonstrates an awareness of emerging business/audit issues and able to research complex issues.
  • Effectively uses the knowledge gained from previous engagements, own research and training courses.
  • Documents and discusses preliminary findings, probable causes and responses with auditees upon conclusion of the reviews.
  • Assists in systems studies, investigations and special projects to improve controls and efficiencies in financial and operational areas.
  • Identifies areas of weakness arising from the systems and control evaluations and makes recommendations for improvements in those areas.


Skills on Resume: 

  • Audit Program Development (Hard Skills)
  • Systems and Controls Evaluation (Hard Skills)
  • Documentation (Hard Skills)
  • Evidence Gathering (Hard Skills)
  • Time Management (Soft Skills)
  • Research Skills (Hard Skills)
  • Knowledge Utilization (Hard Skills)
  • Communication Skills (Soft Skills)

3. Senior Assurance Associate Resume Template

Job Summary: 

  • Review and provide feedback on client documents in consideration of Regulatory Requirements, including breach reporting.
  • Use diverse experiences to identify opportunities for process improvement, best practices and excellence.
  • Report and present the findings of engagement to client stakeholders including senior management.
  • Direct financial statement audit fieldwork daily, inform managers and partners of the engagement status and manage staff performance. 
  • Responsible for adapting the audit approach to the changing client environment. 
  • Demonstrate a thorough understanding of complex accounting and auditing concepts and apply them to client situations. 
  • Use technology to continually learn, share knowledge with team members, and enhance service delivery. 
  • Develop and maintain productive working relationships with client personnel and assess clients' satisfaction. 
  • Proactively maintain contact with the client throughout the year, and a CPE program to continually develop skills.
  • Assist with the coordination of a range of engagements from the planning of the engagement, project management and coordination with internal and external stakeholders


Skills on Resume: 

  • Regulatory Compliance (Hard Skills)
  • Process Improvement (Hard Skills)
  • Communication and Presentation (Soft Skills)
  • Project Management (Hard Skills)
  • Adaptability (Soft Skills)
  • Accounting and Auditing Expertise (Hard Skills)
  • Technology Proficiency (Hard Skills)
  • Client Relationship Management (Soft Skills)
Relevant Information
Assurance Analyst Resume Example
Senior Assurance Resume Example