COMPLIANCE AUDITOR SKILLS, EXPERIENCE, AND JOB REQUIREMENTS
Published: September 20, 2024 - The Compliance Auditor ensures the strict adherence to insurance regulations and company policies during audits of personal, specialty, or commercial property/casualty accounts. Expertise in risk management, market pricing, and insurance rating concepts is crucial for compiling, analyzing, and interpreting complex file information effectively. This role demands exceptional organizational skills, proficiency in Microsoft Office, and a commitment to ongoing professional education to enhance audit processes and cross-functional project management.
Essential Hard and Soft Skills for a Standout Compliance Auditor Resume
- Regulatory Knowledge
- Auditing Techniques
- Data Analysis
- Risk Assessment
- Financial Acumen
- Report Writing
- Process Improvement
- Technical Proficiency
- Research Skills
- Compliance Monitoring
- Attention to Detail
- Critical Thinking
- Communication Skills
- Integrity
- Problem-Solving Abilities
- Interpersonal Skills
- Adaptability
- Time Management
- Teamwork
- Persistence
Summary of Compliance Auditor Knowledge and Qualifications on Resume
1. BS in Accounting with 4 years of Experience
- Experience with local, state, and federal housing regulations and property management
- Proficiency in MS Office Suite and Outlook
- Excellent verbal and written communication skills
- Ability to work interdependently and use sound judgment
- Ability to be resourceful and manage multiple priorities
- Excellent organizational skills and high attention to detail
- Experience with property management software
- Excellent problem solving, customer service, negotiation, interpersonal, decision making, leadership, and communication skills
- Highest level of knowledge of industry, quality and regulatory standards
- High level of knowledge of business operations
- Excellent organizational, decision-making, human relations and communication skills
- Ability to resolve problems in a timely manner
2. BS in Finance with 3 years of Experience
- Professional certification (CPA, CIA, etc.)
- Knowledge of the legal and regulatory environment, as it relates to healthcare compliance in the diagnostic and/or pharma industry
- Experience in auditing, compliance, consulting, legal, or investigations
- Highly adept at synthesizing and summarizing complex and/or voluminous content into clear, concise and actionable communications.
- Excellent project management skills
- Strong analytical ability with attention to detail.
- Solid understanding of HIPAA Privacy and Security Rule regulatory requirements.
- Working knowledge of Medicare Advantage program operational requirements.
- Excellent verbal and written communication skills.
- Must be able to write professional audit reports.
- Excellent computer skills (MS-Word, Excel, Outlook, etc.) with ability to utilize analytical and statistical software tools.
- Ability to manage multiple priorities simultaneously and meet deadlines.
- Ability to maintain a high-level of confidentiality.
3. BA in Business Administration with 5 years of Experience
- Experience in underwriting or underwriting operation experience in the commercial property/casualty, specialty or personal lines coverages, or full working knowledge of the underwriting process including, underwriting services, and policy issuance.
- Experience in servicing the insurance needs of personal, specialty, or commercial property/casualty accounts.
- Understanding of basic insurance rating concepts, market pricing, and risk management concepts.
- Ability to compile, analyze and interpret file information.
- Ability to organize audit findings into audience appropriate reports.
- Ability to identify underwriting trends and operational process improvement.
- Ability to maintain impartiality and confidentiality in the performance of audits.
- Ability to manage cross functional projects to drive the development of automated audit capabilities with IT and other impacted departments.
- Organizational and time management skills to prioritize workload to meet deadlines.
- Proficient in Microsoft Office software.
- Willingness to expand knowledge and effectiveness in position by successful completion of extended insurance education courses.
- Firm, fluent grasp of English language with high level verbal, written, and interpersonal skills to interact with associates at all levels of responsibility.
4. BA in Economics with 2 years of Experience
- Experience with Section 508 standards, WCAG and testing of ICT of various forms for Conformance Compliance and Risk Reporting
- Experience in using a wide variety of commercially procured and free testing tools, including JAWS, NVDA, Dragon or Adobe to test the accessibility of websites, software and documents
- Knowledge of standards and accessibility tools
- Knowledge of representing programmatic structure in Microsoft Office Suite
- Ability to follow a repeatable method of testing to produce audit results
- Ability to present technical compliance requirements simultaneously to technical and non-technical staff to prioritize Section 508 defects based on criticality and impact to a project
- Experience as a 508-accessibility designer or tester
- Knowledge of ZoomText, NVDA, Dragon naturally speaking, Accessibility Standards, Accessibility Testing, Assistive Technologies, Section 508, WCAG 2.0, Web Accessibility
- Ability to teach and lead a team of testers
- Ability to write in technical standards that are not met by the Section 508 Law and be able to walk a developer though the issues
- Ability to interact with third party vendors
- Possession of excellent client relations skills