AUDIT SKILLS, EXPERIENCE, AND JOB REQUIREMENTS

Published: May 16, 2025 - The Audit possesses strong analytical abilities to evaluate internal controls, identify risks, and ensure compliance with regulations. This position demonstrates experience in conducting financial, operational, and compliance audits across various industries. This role applies knowledge of audit standards and reporting procedures to support accurate documentation and improve organizational effectiveness.

Essential Hard and Soft Skills for a Standout Audit Resume
  • Audit Execution
  • Risk Assessment
  • Control Evaluation
  • Audit Planning
  • Data Analysis
  • Report Preparation
  • Payroll Analysis
  • Quality Auditing
  • Financial Reporting
  • Tax Compliance
  • Team Collaboration
  • Communication Skills
  • Stakeholder Liaison
  • Detail Oriented
  • Process Improvement
  • Client Service
  • Staff Training
  • Project Management
  • Task Urgency
  • Risk Communication

Summary of Audit Knowledge and Qualifications on Resume

1. BS in Accounting with 4 years of Experience

  • Expert knowledge of security, compliance and control requirements and the frameworks to ensure assurance through the three lines of defence model.
  • Expert knowledge of the SAP MFB environment and its IT Control frameworks and the critical dependencies between IT controls as a building block to financial reporting control and how they impact to company’s overall business controls & processes.
  • Expert knowledge to identify clearly the specific aspects of SAP MFB internal control requirements and the additional matters that indirectly impact and are covered by financial reporting standards.
  • Knowledge of financial control frameworks in general, and SOX and India Companies Act requirements, in order to ensure that SAP MFB IT controls are managed in a balanced and appropriate manner, consistent with industry best practise.
  • Knowledge of SAP MFB IT control objectives or significant experience in applying risk assessment and management principles and processes.
  • Experience in providing expert knowledge to the senior owners of SAP MFB control issues, supporting them to deliver an optimum level of assurance against issues raised by audit for the lowest cost (MDs, Platform Directors and Senior Management Team Members).
  • Expert knowledge of risk management. 
  • Professional audit qualifications would be desirable (CISA ).

2. BA in Accounting with 2 years of Experience

  • Experience working with Microsoft Office including Excel, Access, Word, and Outlook.
  • Experience working with cross-functional departments to research and resolve issues using innovative solutions.
  • Ability to meet multiple deadlines and manage a dynamic workload, well-organized.
  • Demonstrated analytical and problem-solving skills.
  • Excellent verbal and written communication skills along with presentation skills.
  • The ability to handle sensitive or confidential information is critical.
  • Ability to work a flexible schedule to accommodate project deadlines.

3. BS in Auditing with 5 years of Experience

  • Professional audit certifications (e.g., CPA, CIA, CISA) and/or registration/licensing preferred
  • External and internal audit or audit-related experience, preferably in Financial Services.
  • Experience with investment management and analysis areas such as alternative products (e.g., partnerships, private placements), derivatives, quantitative modeling, and credit and lending markets
  • Strong problem-solving and analytical skills
  • Ability to work on multiple tasks and manage priorities and workload
  • Strong presentation, written, and interpersonal communication skills
  • Knowledge of IT General Controls
  • In-depth knowledge of audit practices, tools, techniques, concepts, and trends
  • Hands-on work style and “can do” attitude with a strong desire to make things happen

4. BA in Auditing with 2 years of Experience

  • Strong ability to work on multiple tasks or assignments
  • Excellent communication and organizational skills
  • Knowledge of legal and financial systems
  • Ability to do proper documentation and possess good record-keeping ability
  • Strong knowledge of auditing standards, procedures, laws, rules, and regulations
  • Advanced skills in computer applications like Microsoft Word, Excel, PowerPoint, and other accounting software
  • Strong ability to work with people of diverse backgrounds
  • Ability to make presentations to a select group within the company.

5. BS in Finance with 5 years of Experience

  • Proficiency with report writing tools and spreadsheets
  • Excellent oral & written communication skills
  • Ability to work well in a team environment
  • Ability to work effectively under pressure
  • Ability to manage multiple projects and meet deadlines and budget constraints
  • Excellent interpersonal skills in working with staff and clients
  • Ability to provide guidance and direction to department staff who are not direct reports
  • Industry experience in Real Estate, Affordable Housing or Construction

6. BA in Finance with 10 years of Experience

  • Advanced level experience in a related role with extensive experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high-quality deliverables according to strict timetables.
  • Strong business understanding of traded products, especially those associated with the Markets businesses.
  • Experience in managing teams and managing integrated internal audit and assurance delivery within a matrix reporting environment.
  • Well-developed listening skills and a strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of audit matters while carefully balancing the independent requirements of the IA function.
  • Effective negotiation skills, a proactive, risk-based and 'no surprises' approach in communicating issues and a strength in sustaining independent views.
  • Strong interpersonal skills for interfacing with all levels of internal and external audit and senior management.
  • Strong leadership skills with a proven track record in managing teams and making a positive impact on the organization

7. BS in Business Administration with 4 years of Experience

  • Experience in the retail industry, both online and offline, is advantageous
  • Highly meticulous with strong analytical and problem-solving skills
  • Ability to multi-task and work independently as well as in a team with minimal supervision
  • Excellent communication and interpersonal skills
  • Hands-on person with maturity and integrity
  • Adaptable and passionate about the fast-paced and challenging nature of the retail industry
  • Proficient in MS Office
  • Knowledge of auditing techniques
  • Good planning, organisation and follow-up skills

8. BS in Statistics with 6 years of Experience

  • Strong knowledge of Global Markets lines of business
  • In-depth understanding of financial instruments, with a focus on fixed income, currencies, and commodities.
  • Strong understanding of sales and trading functions, risk management metrics, valuation concepts, and market regulations and practices.
  • Solid understanding of support functions, including middle office, operations, and finance.
  • Familiarity with key US laws and regulations pertaining to banking and broker/dealer securities trading & sales activities.
  • Proficient in audit methodology, including a strong understanding of risk assessment and control processes.
  • Excellent verbal and written communication skills.
  • Ability to interact with staff and managers across audit teams as well as key stakeholders in business areas including Sales, Trading, and Risk Management, Finance, Operations and Middle Office functions.
  • Ability to work in a team environment, focus on high-quality execution and lead audit assignments, and lead small teams.

9. BA in Business Administration with 4 years of Experience

  • Experience in Internal auditing, information technology and security, regulatory compliance, risk management, internal controls, or public accounting, preferably in a financial services or payments industry environment
  • Basic understanding of underlying information technology (IT) concepts and operations
  • Sound analytical and critical thinking, ability to develop strong interpersonal relationships and excellent communication skills (written, oral and listening)
  • Computer proficiency, specifically Microsoft Office products (Word, Excel, PowerPoint, etc.)
  • Knowledge of audit and controls principles and preferably experience in one of the following disciplines ịncluding Internal Audit or Exam Management, Internal Control, Finance or Accounting, IT Security, Regulatory Compliance, or Risk Management
  • Basic to intermediate knowledge of IT compliance and IT-related auditing standards strongly preferred
  • Experience in collecting, classifying, and analyzing data. 
  • Understanding database schematics or data sets
  • Experience in analysis, data analysis, data visualization, mathematics, statistical data mining, or data science
  • Experience with SAS Software, Tableau, Power BI, Alteryx, or other data analysis tools

10. BS in Economics with 6 years of Experience

  • Experience in AML/BSA at financial services organizations
  • Experience developing, auditing, and monitoring compliance of BSA/AML requirements at financial services organizations.
  • Highly effective communication with all levels of the organization including senior management
  • Ability to self-manage and create accurate and timely deliverables in a remote environment
  • Experience performing BSA/AML audit or consulting experience
  • Highly proficient AML/BSA knowledge in a broad range of retail banking activities, products, and services
  • Supervisory, Management and/or Team Leadership experience
  • Experience working with and auditing commercially available AML solutions that support transaction monitoring, risk rating and/or list screening functions
  • Experience submitting written or oral reports of audit results to senior management and audit committees including findings, analysis, conclusions, and recommended actions
  • Knowledge and practical use of statistical analytics and testing methods
  • Experience working in a project environment with top 50 banks
  • Experience working in a professional services or project-based environment
  • Bilingual in Spanish or Portuguese

11. BA in Economics with 5 years of Experience

  • Significant management experience with audit, risk or controls (i.e. operational audits, internal audits, advisory/consulting, controls/compliance/legal) with expertise in risk management, financial services industry, and middle office activities
  • Ability to present findings and industry insights to senior leaders across the company.
  • Strong conceptual thinking aptitude and ability to persuade and influence others.
  • Ability to work in a complex, dynamic, and fast-paced environment with strong inherent project execution skills, including prioritizing tasks, balancing workload between multiple projects, anticipating next steps, adapting to changing situations and project scope.
  • Strong interpersonal skills, including written and verbal communications, willingness to assist in areas outside of direct assignments, and commitment to self-improvement and completion of team objectives.
  • Experience in situations requiring diplomacy.
  • Excellent relationship skills and client-focused mindset.

12. BS in Management with 9 years of Experience

  • Professional designation/certification (CPA, CIA or CISA)
  • Minimum eight years of experience in public accounting, internal auditing, external auditing and/or internal controls experience with at least three years’ experience managing audit teams and projects.
  • Comprehensive knowledge of auditing practices, procedures and principles, sufficient to interpret and analyze complex concepts and apply these in innovative ways.
  • Strong interpersonal and communication skills and executive presence with proven ability to work with all levels of management.
  • Strong written communication skills for effective reporting and developing guidance documents to be utilized by others at all levels of the organization.
  • Exceptional analytical thinker with strong conceptual and problem-solving skills, sound independent judgment as well as meticulous attention to detail.
  • Demonstrated business acumen and the ability to provide value-added advice and guidance to the business.
  • Experience and capability in developing and using data analytics to enhance the audit process.
  • Proven ability to build, coach and mentor a high-performing audit team.
  • Experience operating within a multi-site, highly regulated industry.
  • High proficiency in Microsoft Office tools and general systems aptitude.

13. BA in Management with 4 years of Experience

  • Strong working knowledge of cGMPs (Pharmaceuticals & Vaccines)
  • Exceptional communicator with strong persuasion skills and presentations
  • High level of understanding of the criteria for selection for supplier management and GMP auditing services in the Biological and Pharmaceutical Industry
  • Excellent analytical skills and the ability to access and resolve difficult compliance situations
  • Ability to troubleshoot and reach targeted conclusions
  • Excellent interpersonal effectiveness and communication skills (written and oral) to interface with Zoetis suppliers and across departments, sites and management levels
  • Ability to operate in an independent manner and manage multiple projects at one time
  • Ability to lead high-visibility and multi-disciplinary investigations and projects

14. BA in Law with 3 years of Experience

  • Background in supervisory role overseeing ongoing training of employees
  • Experience in auditing records, financial risk management, financial analysis, and other related auditing services.
  • Experience working worldwide or with international clients
  • Understanding of SAP modules and IT and process implementation and transformation.
  • Knowledge of GAAP, SOX, COSO, and other auditing/accounting standards.
  • Knowledge of Microsoft Office.
  • Excellent communication skills and strong attention to detail and process.

15. BS in Taxation with 5 years of Experience

  • Extensive audit and/or business experience (5+ years), including successfully leading operational audits that were leveraged to provide thought leadership and value to clients
  • Strong project management skills with the ability to handle multiple projects and responsibilities
  • Critical thinking and problem-solving abilities for complex business issues
  • Strong people leadership, as well as project and time management skills
  • Ability to effectively influence individuals to action
  • Exceptional written and oral communication skills
  • Proficiency in the Microsoft Office suite, with strong analytics skills using Excel and/or experience using other reporting tools
  • Flexibility, adaptability and comfort in dealing with all business areas (Market Facing Businesses, AORs, Shared Services), as well as complex and sensitive situations

16. BA in Taxation with 4 years of Experience

  • Solid project management skills and experience with the ability to consistently achieve objectives and meet timelines.
  • Ability to think critically and manage large quantities of data.
  • Open and articulate communicator with strong verbal and written communication skills including the ability to write formal reports
  • Effective communicator, able to question audit clients objectively with an attitude of customer service.
  • Ability to prepare accurate and meaningful reports.
  • Intermediate or advanced training in Microsoft Office with an emphasis on Word and Excel skills.
  • Knowledge of regulatory environments or similar experience preferred.
  • Strong organizational skills with a demonstrated ability to learn new concepts.
  • Display a high level of professional judgment, integrity, independence and objectivity
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