SENIOR AUDITOR SKILLS, EXPERIENCE, AND JOB REQUIREMENTS

Updated: Oct 13, 2024 - With extensive experience in the financial services industry, including a deep understanding of its products, services, and key regulations, the Senior Auditor excels in areas like data governance and technology control testing. This role should possess strong analytical skills to deconstruct complex problems into manageable parts, leveraging data to identify and communicate potential control issues effectively. The auditor also demands proficiency in audit lifecycle management, project management, and interpersonal skills to deliver clear, actionable insights and maintain impartiality in a dynamic and diverse work environment.

Essential Hard and Soft Skills for a Standout Senior Auditor Resume
  • Financial Analysis
  • Data Analysis
  • Regulatory Compliance
  • Risk Management
  • Audit Reporting
  • Forensic Accounting
  • Internal Controls Evaluation
  • Advanced Excel
  • Oracle Financials
  • SQL
  • Critical Thinking
  • Problem Solving
  • Ethical Judgment
  • Communication Skills
  • Attention to Detail
  • Time Management
  • Adaptability
  • Team Collaboration
  • Leadership
  • Persuasive Negotiation Skills

Summary of Senior Auditor Knowledge and Qualifications on Resume

1. BA in Accounting with 2 years of Experience

  • Successful working experience in finance, accounting, or audit fields.
  • Solid systematic understanding of internal auditing standards and operating principles
  • Strong risk assessment and scoping skills
  • Strong communication, leadership, and influence skills
  • Excellent financial and business acumen
  • Strong project management, problem-solving, and analytical skills
  • Experience with the IT industry and as-a-service business model
  • Must have CPA/CIA/CISA/CFE or equivalent certification

2. BA in Finance with 5 years of Experience

  • Experience in Treasury and/or Liquidity Management processes such as funding management or liquidity regulatory reporting (e.g. LCR, NSFR, PRA110, etc.)
  • Experience in financial regulatory reporting, both prudential and statistical including COREP, FINREP, AnaCredit, ESG disclosures, etc.
  • Have proactive/critical thinking and a willingness to learn
  • Team player skills and solution-orientated attitude
  • Good communication skills (both written and verbal) and attention to detail
  • Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications
  • Proficient in working multi-functionally, and guiding other team members.
  • Ensure good relations across teams and functions
  • Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment

3. BA in Business Administration with 6 years of Experience

  • Advanced degree or certification (e.g. CPA, CISA, CIA) is highly advantageous
  • Knowledge and practical application of risk-based auditing and risk management gained 
  • Experience at a leading audit firm or from relevant industry experience
  • Knowledge of IT General Controls (ITGC) and Application Controls
  • Detailed understanding of SOX testing methodologies, risk assessment practices, the COSO framework, PCAOB standards, and US GAAP
  • Experience in auditing in technology or financial services is considered a significant plus
  • Project management/project office methodology working experience
  • Excellent written, verbal, and interpersonal communication skills 

4. BA in Economics with 4 years of Experience

  • An acute ability to listen attentively and to communicate effectively throughout all levels of the organization
  • Solid technology skills including Excel and PowerPoint
  • Able to communicate effectively and confidently at all levels, with varying style and content
  • Strong organizational skills and capable of managing and achieving multiple deadlines
  • Strong analytical skills, supported by critical thinking and an ability to identify the root cause of a problem
  • An inquisitive mind with an innovative yet pragmatic approach to problem-solving
  • Effective working within a team or as an individual 
  • Demonstrated ability to build strong, collaborative relationships with management and within the Internal Audit organization
  • The ability to work with and where applicable, manage an audit/project team

5. BA in Information Systems with 7 years of Experience

  • Professional experience preferred with a portion being made up of either public accounting or industry internal audit experience
  • Good knowledge of Generally Accepted Accounting Principles GAAP.
  • Standard computer skills with knowledge of Excel Word PowerPoint as well as SAP. 
  • Excellent verbal and written communication skills with strong presentation skills.
  • The ability to work and communicate effectively with all levels of management
  • Must have Certified Public Accountant or Certified Internal Auditor certification
  • Good computer literacy (MS Office application) and excellent organizational, communication, writing and teambuilding skills
  • Real drive and enthusiasm to work in a team, as well as exceptional commitment to client service

6. BA in Data Science with 2 years of Experience

  • Have proficiency in Microsoft Excel, Visio and MS Project.
  • The ability to handle a large variety of details and work with all levels of the organization.
  • The ability to analyze and develop solutions to problems.
  • The ability to prepare and deliver information in a clear, concise and professional manner.
  • The ability to manage multiple priorities and work with a sense of urgency to meet tight deadlines.
  • The ability to translate complex analytical findings into comprehensive insights for business stakeholders.
  • The ability to travel out of town on a periodic, as-needed basis.
  • Strong analytical skills with the ability to collect, organize and disseminate significant amounts of information with attention to detail and accuracy.

7. BA in Management with 5 years of Experience

  • Working experience in Accounting, Finance, Business, or related field with Audit experience.
  • strong analytical and problem-solving skills as well as the ability to work independently.
  • Be detail-oriented with organizational skills.
  • Solid technology and computer skills, with the ability to effectively use Microsoft Office (Word, Excel, Outlook, PowerPoint)
  • Verbal and written communication skills.
  • Adapts quickly to change and makes suggestions for increasing the effectiveness of change
  • The ability to communicate in a timely and straightforward manner.
  • Excellent understanding of accounting 
  • Must have a Certified Accountant or similar qualification
  • Big 4 experience or working in the financial audit business

8. BA in Risk Management with 4 years of Experience

  • Experience working at a public accounting firm (Big 4 or national CPA firm)
  • Experience with high growth, publicly-traded company, biotechnology or technology firm
  • Proven expertise in COSO 13 and SOX, experience creation of a SOX or internal audit program, or a major growth or transition in processes
  • Experience as the main Senior on audit engagements (external and internal)
  • Demonstrated experience participating in scoping/designing of audit engagements
  • Strong aptitude for internal controls in the business and some experience with IT controls
  • Must be proficient in Excel and able to learn new systems quickly.
  • The ability to quickly develop strong working relationships with internal departments, including IT personnel, internal and external auditors
  • A willingness to challenge the status quo and drive continuous improvement through change
  • The ability to effectively communicate points of view and recommendations to key SOX stakeholders
  • Have auditor objectivity and unwavering integrity with a customer-facing mentality/approach
  • The willingness to work extended hours during peak periods.

9. BA in Statistics with 1 year of Experience

  • Hold a DESS or equivalent in accounting and/or auditing
  • Have a professional designation such as CPA or CPA auditor
  • Successful working experience in an audit firm
  • Experience and advanced knowledge of IFRS and ASPE
  • Experience in auditing components of international groups
  • Audit working experience in the Service and Manufacturing sectors
  • Intermediate or advanced knowledge of International Standards on Auditing (ISA)

10. BA in Corporate Finance with 6 years of Experience

  • Related experience in Financial and IT controls testing, with the apparel industry or a sourcing/distribution exposure.
  • Must have professional certification (CPA, CIA, CMA or CISA)
  • Knowledge of GAAP, Sarbanes-Oxley, COSO, and IIA Standards
  • Highly proficient with Microsoft Office Professional, with experience using Access
  • Public accounting working experience, and have a CPA License
  • Experience in public accounting and auditing with a thorough knowledge of professional accounting and auditing standards, including GAAP
  • Proven supervisory experience with strong analytical and problem-solving skills 
  • Exceptional oral and written communication skills

11. BA in Public Administration with 5 years of Experience

  • Experience working in an audit environment with expertise in financial analysis.
  • Excellent analytical and problem-solving skills.
  • The ability to explain complex concepts simply and understandably to junior members of the team.
  • Expertise in applicable regulations in audit.
  • The ability to quickly get up to speed with Microsoft and other relevant programs.
  • The ability to engage constructively with teams, put forward ideas and solicit guidance.
  • The ability to coach teams and share knowledge and expertise.
  • The ability to communicate with clients and develop a relationship of confidence and trust.
  • Proven relationship skills including a demonstrated ability to deal effectively with business units and staff at all levels

12. BA in Forensic Accounting with 4 years of Experience

  • Team-oriented, possesses a positive attitude and works well with others
  • Strong written and oral communication skills
  • Strong math and problem-solving skills
  • Excellent interpersonal and customer service skills
  • Must maintain confidentiality of client transactions and bank records
  • Ability to prioritize, handle multiple tasks, and work independently
  • Strong organizational skills and detail-oriented with a high degree of accuracy
  • Knowledge of Sarbanes Oxley and/or standard audit practices
  • Results-oriented with the ability to balance multiple priorities and projects

13. BA in Computer Science with 2 years of Experience

  • Ability to think critically, make assessments, and develop conclusions. 
  • The ability to learn complex processes quickly, establish credibility with auditees and management, and gather required information.
  • Skill in collecting and analyzing complex data, evaluating information and systems, and drawing logical conclusions.
  • Professional skepticism and familiarity with the common indicators of fraud.
  • Knowledge of Primary (i.e. “key”) and Secondary controls and how they support the overall control environment.
  • Effective verbal and written communication skills, including active listening and presenting findings and recommendations for improvement.
  • Ability to establish and maintain team-oriented working relationships with co-workers, auditees, and external contacts
  • General knowledge of Application Controls, General Computing Controls, and Sarbanes-Oxley control assessments and their effect on the overall control environment.
  • Working knowledge of operating systems, applications, databases, networks, cybersecurity, change management, SDLC, and/or computer operations.

14. BA in Legal Studies with 7 years of Experience

  • A recognized accounting (CPA, CA, CMA, CGA) or auditing (CIA) designation. 
  • Internal/external audit or equivalent business working experience
  • Professional understanding of Banking operations
  • Demonstrated understanding of business processes and their risk implications
  • Being able to analyze situations, reach appropriate conclusions, and make value-added and practical recommendations
  • Demonstrated knowledge of audit methodologies, project management and system development methodologies
  • Professional understanding of control frameworks and risk management practices, and regulatory requirements
  • Ability to effectively communicate ideas and recommendations orally and in writing, and to listen and consider ideas of others
  • Strong customer focus and commitment to quality
  • Ability to develop and carry out audit programs to deliver quality results on time and within budget
  • The ability to exercise and demonstrate sound judgment

15. BA in Internal Auditing with 3 years of Experience

  • Internal auditing experience or experience in a related field or industry
  • Demonstrated ability to multi-task and prioritize work successfully in a team setting
  • Demonstrated ability to independently complete routine medium and high-risk audits
  • Demonstrated ability to provide meaningful recommendations based on audit results
  • Demonstrated ability to lead audits and mentor junior staff
  • Experience working with Power BI 
  • Experience with auditing large system implementations (Waterfall/Agile)
  • Solid understanding of data analytic concepts 
  • Effective project management skills, including managing time, developing a work plan, taking initiative, and analyzing data.
  • Effective oral and written communication skills with strong interpersonal and organizational skills
  • Intermediate computer skills, particularly Microsoft Office (Word, Excel, PowerPoint) and recognizing when to use data analytics
  • Ability to work in a team environment as an individual contributor or independently with self-confidence
  • Ability to adapt to changing demands, multi-task, and manage competing priorities
  • Understanding of risk management, internal controls, and governance
  • Must demonstrate behaviors consistent with the Company's values of safety, unquestionable trust, superior performance, and total commitment

16. BA in Compliance with 6 years of Experience

  • Related external and/or internal audit experience.
  • Prior experience at a “Big Four” public accounting firm and experience in construction-related audits
  • Knowledge of regulatory requirements about the construction industry (e.g. BCA, Security of Payment Act, etc.).
  • Experience working in the gaming or hospitality industry 
  • Possess some leadership skills and be able to demonstrate the ability to coach and develop junior auditors.
  • Certification (or in the process of attaining) in at least one area (e.g. CIA, CPA, or CISA)
  • Working knowledge of Microsoft Office Suite; audit software experience such as Teammate or Pentana-Ideagen
  • Must have well-developed analytical, interpersonal, and communication (both written and verbal) skills.
  • Must have some supervisory experience and proven project management skills.

17. BA in Operational Research with 5 years of Experience

  • Financial services industry experience and an understanding of related products, services, features, economics, and key regulations
  • Experience in topics such as data governance, data warehousing, and customer-facing processes
  • Experience with technology control testing including interface inputs, reports, application security, business continuity and third parties
  • Ability to break down a complex problem into components, and solve them using data analysis
  • Have process knowledge and risk/control knowledge, and communicate data analysis, issues and control recommendations with transparency and integrity
  • Strong written and verbal communication skills that deliver quality, actionable and beneficial feedback to management on potential control issues and solutions to close gaps
  • Knowledge and experience in the application of control theory and professional auditing practices including the audit lifecycle
  • Effectively works independently, within a team and across teams in a fast-paced environment to drive business results
  • Effective verbal and written communication and negotiation skills
  • Subject matter expertise regarding audit technology’s application
  • Effective project management skills with solid influencing and relationship management skills
  • Demonstrated ability to remain unbiased in a diverse working environment
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