• Provide end-to-end dedicated and robust specialist KYC expertise throughout the onboarding and refresh process.
• Take responsibility for maintaining a high standard of accuracy during all stages of the client review, working towards "right first time" objectives.
• Support the relationship team by providing direct client and EDD contact throughout all stages, acting as a principal point of contact.
• Use communication skills to explain the reasons for KYC requirements, managing expectations regarding processing times and delivering a great Client experience.
• Work closely with other KYC managers.
• Support KYC leadership in delivering an outstanding performance across the team, demonstrating excellent behaviours.
• Contribute to a positive, supportive and proactive working culture by sharing knowledge and expertise both locally and globally.
• Support the relationship team by providing direct client contact throughout all stages of the KYC team's processes to enhance the speed of client delivery received.

Skills: KYC Expertise, Client Onboarding, Due Diligence, EDD Handling, Regulatory Compliance, Client Communication, Quality Accuracy, Team Collaboration

• Review the consolidated Know Your Customer information and Customer Due Diligence profile.
• Ensure that it meets the relevant internal bank policy and procedural requirements and also is in line with local regulatory standards.
• Provide guidance to the Relationship Managers on the documentation and presentation of the Customer Due Diligence profiles.
• Perform onboarding/trigger events of clients within the specified timeline and defined standards.
• Perform various documentation checks, including ID&V and Tax form validations.
• Perform screening and relevant alert adjudication.
• Review the information included by the Relationship Manager in the Customer Due Diligence profile.
• Assess the accuracy and appropriateness of the customer's Financial Crime Risk Rating.
• Escalate any red flags or policy exceptions to management or compliance.

Skills: KYC Review, Due Diligence, Regulatory Compliance, Client Onboarding, Documentation Validation, Screening Analysis, Risk Assessment, Issue Escalation

• Ensure new and existing clients of EY Singapore satisfy the AML regulatory requirements.
• Perform client due diligence, which involves identifying management/directors/shareholders, amongst other procedures.
• Assess the risk level and perform the KYC requirements to be met, depending on the type of client and the transactions.
• Liaise with the engagement teams on the collection of KYC documentation.
• Research and obtain documentation from public sources.
• Interact with the client to collect the necessary private documents.
• Check the documents obtained to ensure they meet the AML requirements.
• Send relevant parties for AML name screening.
• Initiate AML assessment folders on behalf of engagement teams.
• Assess hits identified from AML screening and perform additional research on clients/negative news through public record databases.
• Ensure completion and timely closure of cases through AML systems.
• Immediate escalation of suspicious account activity identified.
• Follow up with internal stakeholders (business/risk management) until diligences are fully met.
• Report progress/status of the AML completion process in the internal tool.
• Escalate issues to engagement teams and/or KYC Quality Reviewer and propose solutions/alternatives.

Skills: AML Due Diligence, KYC Risk Assessment, Client Identification, Document Verification, Name Screening, Adverse Media Research, Stakeholder Coordination, Issue Escalation

• Perform name screening searches for every member within the relationship according to the current policies and procedures.
• Review the results and analyze if it requires an escalation.
• Document the searches in the system of record and maintain tracking of all members reviewed.
• Conduct research on available internal and external systems, including the internet.
• Analyze information gathered to ensure escalations are performed.
• Update the system of record to include uploading searches and explaining the findings.
• Communicate effectively and timely manner with the PPR analyst, the second level of review and the banking teams.
• Meet agreed targets to ensure the timely completion of work.

Skills: Name Screening, Alert Review, Escalation Analysis, Record Documentation, Open Source Research, Risk Analysis, Stakeholder Communication, Time Management

• Perform reviews of suspicious activity monitoring reports and escalate those results that require attention.
• Perform a review of alerts generated pursuant to due diligence screening of customers and other names against media, government, and other sources, including sanctions lists and escalate those results that require attention.
• Assist with all aspects of KYC, including the performance of quality control reviews of information and documents relating to customers, non-customer counterparties and other related parties.
• Work with business personnel to administer periodic reviews.
• Perform internal system searches and due diligence searches of the internet and similar sources.
• Assist in the investigation of suspicious activity and the filing of Suspicious Activity Reports.
• Draft reports as required by the Firm's parent bank, and due diligence materials as required by certain counterparties.
• Assist the AML Compliance Officer with all other aspects of the Firm's AML Program.

Skills: Suspicious Activity Review, Alert Investigation, Sanctions Screening, KYC Quality Control, Due Diligence Research, Periodic Reviews, SAR Support, AML Compliance

• Provide dedicated and robust specialist KYC expertise for the Standard KYC Refresh process, in particular to Client Service Manager teams.
• Use a detailed and thorough understanding of the Corporate Bank's KYC policy and requirements.
• Collect and analyse KYC information that has been provided by Clients or sourced from the public domain.
• Use expert KYC knowledge to analyse KYC information for a broad range of Corporate Clients, including a wide variety of specialist industry sectors and various unique/bespoke projects.
• Take responsibility for maintaining a high standard of accurate, up-to-date client information during all stages of the Client relationship, in order to protect the Bank and Clients from financial crime.
• Use strong problem-solving and teamwork skills to resolve complex, high-priority cases, while ensuring the Bank's regulatory requirements are always met.
• Use strong communication skills to interact professionally with Client Servicing Managers, UK Outreach team and internal stakeholders, supporting the Corporate Relationship Teams in delivering excellent Client service.
• Use strong time management skills to complete complex, business-critical tasks within pressured timescales.
• Ensure the KYC Team meets all target SLA's, and provides a quick and efficient service to Clients.
• Use a high level of attention to detail to complete tasks 'right first time, every time', ensuring the KYC Team's 'right first time' targets are met for all tasks.

Skills: KYC Expertise, KYC Refresh, Client Analysis, Regulatory Compliance, Financial Crime Risk, Problem Solving, Stakeholder Communication, SLA Management

• Own the end-to-end Onboarding of new clients and the subsequent periodic renewal process of all clients.
• Assist with the drafting and gathering of client documents and make independent recommendations regarding AML risk at a client level prior to final review by the client-facing team.
• Stay current with all regulatory changes and requirements related to client KYC, suitability, and documentation.
• Analyse and understand complex client structures and explain them to colleagues across the business.
• Escalate appropriately any risks identified during the documentation review process.
• Partner with the client-facing teams to collect required legal documents and associated information to meet all regulatory and internal polices.
• Act as a subject matter expert on required legal documents and processes to onboard a client to PB platforms, reviewing clients' constitutional documentation, having consideration for relevant tax, regulatory and corporate law issues.
• Manage and facilitate client due diligence, including coordinating the participation of JPMorgan stakeholders who have KYC responsibilities.
• Serve as the point of contact for KYC and reporting issues for designated clients.
• Act as a KYC and AML subject matter resource for KYC due diligence teams.
• Act as a subject matter resource on the KYC/AML policies and procedures.
• Discuss and escalate with Compliance complex issues surrounding client types and structures, financial products and services, and other AML risk-related issues.

Skills: Client Onboarding, KYC Renewal, AML Risk Assessment, Regulatory Knowledge, Complex Structures, Document Review, Stakeholder Coordination, Issue Escalation

• Perform the first line of defense complex due diligence and research for prospects and new/existing clients.
• Prepare High Risk Client risk review information, with little to no supervision.
• Coordinate and update client profile data, save and store client documents in internal operating systems in compliance with regulatory and record-keeping requirements, with little to no supervision.
• Proactively identifies, escalates, and provides recommendations for KYC-related risks and issues in support of KYC Standards and concepts.
• Assist with departmental tracking and reporting and prepare investigation reports for management.
• Maintain proactive communication with management, including periodic updates on engagement progress and identified or potential issues.
• Conduct quality assurance reviews on KYC files in line with the policies, operating procedures, and guidance.
• Engage and manage key third-party diligence providers and conduct QA with Credco and LexisNexis.

Skills: Enhanced Due Diligence, High Risk Review, KYC Risk Escalation, Client Data Management, Investigation Reporting, Management Communication, Quality Assurance, Third-Party Oversight

• Undertake Anti-Money Laundering (AML)/CDD checks and investigative analysis on all new and existing client instructions in accordance with the legal statutes and internal policies.
• Investigative analysis to cover a broad range of high-risk factors, including PEP involvement, high-risk jurisdictions, sanctions information, financial due diligence, intelligence and other reporting systems.
• Process new client file opening requests and re-verification of existing clients.
• Process queries received into the team workflow inbox and other tasks.
• Ensure internal SLAs are achieved, including hand-offs to other departments.
• Liaise with PAs, fee earners, partners and the Risk and Compliance team on potential AML issues, technical and general queries.
• Feedback on outcomes and follow up on requests for further information or remedial action, including enhanced due diligence and ongoing monitoring.
• Responsible for storing and archiving results, paperwork packs and documentation in accordance with laid down procedures.
• Contribute to data quality reporting.
• Assist with compiling Management Information ('MI') Statistics for stakeholders.
• Undertake project work in relation to BAU workflows, risk monitoring systems and controls.
• Provide administrative support for the UK Practice Management systems.

Skills: AML Due Diligence, High Risk Analysis, Client Verification, Sanctions Screening, SLA Management, Stakeholder Liaison, Data Quality, Risk Reporting

• Demonstrate strong independent responsibility and extensive knowledge in working with international AML compliance-related issues.
• Identify and deem the relevance of public records, as they relate to customer information.
• Possess an in-depth understanding of AML typologies inherent in individual clients and large multinational corporations and exercise sound judgment and observe the highest degree of confidentiality in handling the information received while discharging their responsibilities.
• Conduct a thorough investigation to establish the presence of AML typologies through an extensive review of transactions.
• Determine any correlations or anomalies in the data based on reasonable expectations and prior experience and ascertain if activity between originators and beneficiaries has a valid economic purpose based on their investigation and findings.
• Make a judgment on the risk, based on all findings.
• Determine if any unusual or high-risk activity/information needs to be further investigated.
• Independently produce complete and accurate reports of their investigations, findings, decisions and recommendations for use by LOB and KYC Officers.
• Proactively identifies opportunities to refine a process and increase operational efficiencies.
• Follow up on outstanding alignment items within various LOBs and/or GFCC to close the loop on the alignment.
• Work on other migration/remediation projects, including Screening resolution, other LOB holistic alignment, or Quality Assurance.

Skills: AML Investigation, Transaction Analysis, Risk Judgment, Public Records Research, Typology Analysis, Anomaly Detection, Investigative Reporting, Process Improvement

• Act as a front-line resource regarding suspicious activity and AML matters.
• Comply with regulations and the attainment of client-specific processing requirements.
• Conduct KYC onboarding of customers, reviewing client documentation/information.
• Conduct PEPs (Politically Exposed Persons) screening and adverse media checks.
• Review and analyze transactions utilizing internal and external systems and tools.
• Recommend improvements to monitoring processes, consumer risk rating, and review/investigation routines to improve detection.
• Contribute to ongoing projects of the Legal team.
• Prepare and analyse customer KYC profiles in accordance with internal and external AML regulations.
• Adhere to AML strategies and procedures.
• Process internal and external databases.
• Responsible for risk assessment based on customer data analysis.
• Liaise with the Customer Service manager and other departments responsible for customer integrations.
• Escalate to the immediate supervisor potential threats that may occur in operational processes.

Skills: AML Frontline Support, KYC Onboarding, PEP Screening, Adverse Media, Transaction Monitoring, Risk Assessment, Process Improvement, Issue Escalation

• Responsible for KYC screenings on customers by documenting and corroborating the information obtained.
• Analyse and investigate transactions (AML).
• Report on suspicious transactions.
• Responsible for the administration and booking of guarantees.
• Daily customer database screening.
• Support the Corporate Banking department with their customers' requests.
• Responsible for administrative tasks in relation to the opening and closing of accounts.
• Perform KYC and CDD to identify potential threats, fraud, bribery and criminal-related activities.
• Conduct research, negative news screening, background checking, on-site surveillance and interviews with necessary counterparts for investigation purposes.
• Analyse root causes and report to management for recommendations.
• Participate in internal meetings and assist in organising training for internal staff.

Skills: KYC Screening, Transaction Investigation, Suspicious Reporting, Customer Due Diligence, Negative News Research, Fraud Detection, Account Administration, Stakeholder Support

• Assess the daily inflow of financial alerts.
• Describe the customer profile, analyze financial data, explain why a specific alert was triggered, perform plausibility checks on transactions to assess alignment with expected customer behavior, and log findings in detail.
• Search in public sources for information regarding the customer (e.g., bad press or a hit on a sanctions list), conduct a CDD check, verify if all the information is up-to-date and determine the appropriate risk profile for the customer.
• Contact with customers regarding remarkable transactions and client information.
• Assess customer files to determine whether a customer poses normal, medium, or high risk and assign the appropriate risk profile.
• Make sure that all processes are compliant with laws and regulations.
• Carry out the AML/KYC analysis and controls required by Luxembourg law and Group procedures.
• Set up the shareholders' register in various systems and perform the necessary maintenance.
• Contact distributors and investors in order to regularise their AML/KYC status.
• Contact for any questions on the shareholder register (internal and/or external contacts).

Skills: Alert Assessment, Transaction Analysis, Customer Risk Profiling, CDD Checks, Sanctions Screening, Client Communication, Regulatory Compliance, AML/KYC Controls

• Perform client due diligence and KYC screening on new and existing customers for the various CIT business units.
• Ensure all requests are supported with relevant documentation as prescribed in the Firm's AML policy and procedure.
• Guide the business units in preparing the KYC package and new onboarding requests.
• Review and process watch list filtering and negative news alerts that are generated as part of customer onboarding.
• Assist the team manager in load balancing the workload.
• Actively participate and contribute to projects and other assigned tasks.
• Work with different teams, including business unit leaders, compliance, and technology, to name a few.
• Responsible for the collection and review of necessary information for CDD purposes.
• Track and monitor onboarding and periodic review progress.
• Handle data management tasks including account opening, maintenance and offboarding process.
• Work closely with Legal and Compliance and Front Office to ensure a smooth onboarding process.

Skills: Client Due Diligence, KYC Screening, Onboarding Support, Watchlist Review, Negative News, Cross-Team Collaboration, Data Management, Review Tracking

• Contact for new customers on their platform.
• Handle the onboarding process and application documentation.
• Correspond to inquiries and concerns with retail and institutional clients via telephone, e-mail and online chat.
• Research and resolve a wide variety of client questions/issues on the account opening process.
• Handle incoming customer queries while multitasking, with a strong emphasis on AML and KYC knowledge.
• Work closely with Legal and Compliance, Program Developers, and Project Managers to ensure compliance standards are met.
• Responsible for the processing of KYC and Customer Activity Monitoring in relation to business clients and end-users.
• Maintain high standards of accuracy and quality in the reviews.
• Provide ongoing support to client services teams in relation to AML/KYC matters.
• Identify issues in processes and provide process improvement suggestions.
• Ensure that all KYC/AML-related information of the clients is up-to-date, including periodic checks and risk assessments.

Skills: Client Onboarding, Application Processing, Client Communication, AML/KYC Reviews, Account Support, Quality Assurance, Process Improvement, Risk Assessment

• Complete quality checks to ensure KYC files are completed to meet KYC requirements.
• Provide analysis and management reporting on quality assurance results and areas for improvement.
• Complete risk assessments by undertaking due diligence procedures, identification and dispositioning of PEPs, material negative news and sanctions assessments.
• Contribute to Client Lifecycle Management Projects.
• Assist the program manager with multiple initiatives across all business units and support functions within Business and Private Banking, as well as Institutional Banking and Markets across Asia and Australia.
• Responsible for client lifecycle management and compliance, including but not limited to KYC, account opening, client onboarding, client data maintenance and offboarding in the banking operating system.
• Support the AML management information and risk analysis to ensure risk issues are escalated.
• Handle appropriate and confidential client data and information.
• Streamline the client lifecycle process and monitor relevant documents.
• Assist in periodic AML-related monitoring and quality assurance tasks.

Skills: KYC Quality Assurance, Risk Assessment, PEP Screening, Sanctions Review, Client Lifecycle Management, AML Reporting, Data Confidentiality, Process Improvement

• Responsible for CDD remediation activities, work closely with the front office and support RMs.
• Handle gap assessment for client file, gather information and documents for RMs.
• Validate SOW and external data sources from the client via RM's information provided.
• Provide negative news and facts screening, and gather results for RMs.
• Identify industry/business trend to analyse client's net worth, support RM in preparing client profile.
• Work closely with Business Management and Compliance, and handle ad hoc tasks.
• Correspond to inquiries and concerns externally with clients via in-person meetings, telephone, e-mail and online chat, internally to sales representatives and customer service representatives.
• Demonstrate AML and KYC knowledge while dealing with incoming customer queries.
• Learn all aspects of the Brokerage platform/policy and offer alternatives and options to satisfy customer concerns while complying with policies, practices and procedures.
• Work closely with other departments to ensure compliance with new and existing procedures and regulatory requirements.

Skills: CDD Remediation, Gap Analysis, Source Validation, Negative News Screening, Client Profiling, AML/KYC Knowledge, Stakeholder Coordination, Client Communication

• Identify and understand non-financial risk elements for new and existing Ocean customers, including source of funds, sanctions risk, and complex ownership structures.
• Be in charge of identifying risk and proposing risk mitigating measures, as well as giving a recommendation whether to onboard or reject a new customer.
• Assist with client requests, presentations and bring valuable input to the client teams on relevant matters.
• Responsible for performing periodic reviews, alone and in teams.
• Expected to participate in projects and development work within the field of non-financial risk for DNB Group.
• Responsible for contributing to continuous improvement and evaluation of internal processes and routines.
• Perform KYC activities and drive the process of information collection and screening in order to meet and exceed regulatory expectations.
• Perform Enhanced Due Diligence (EDD).
• Maintain strong working relationships and liaise with internal and external stakeholders.
• Understand the operational processes, requirements and systems.
• Ensure effective communication and credibility with internal and external stakeholders, and manage issues to resolution through appropriate escalation channels.

Skills: Non-Financial Risk, KYC Assessment, Enhanced Due Diligence, Risk Mitigation, Client Advisory, Periodic Reviews, Stakeholder Management, Process Improvement

• Support key compliance functions, including client identity verification procedures.
• Assist in client onboarding processes for both the institutional and retail sides of the business.
• Responsible for license and records management.
• Review red flags and perform enhanced due diligence.
• Help the Product team make informed decisions to improve efficiency and further automate client onboarding.
• Provide cross-functional support to enable effective communication and collaboration in matters that straddle Operations and Compliance.
• Carry out KYC due diligence reviews.
• Conduct onboarding checks and reviews of new and existing clients.
• Conduct risk assessments, periodic/trigger reviews and enhanced due diligence.
• Establish good relationships with various departments, i.e., legal, customer service, operations and marketing, to maintain good operational synergy.
• Participate in internal and external training programs related to AML/CFT and other subjects that may form part of the day-to-day work requirements.

Skills: Client Verification, KYC Onboarding, Enhanced Due Diligence, Risk Assessment, Compliance Support, Records Management, Cross-Functional Collaboration, Process Automation

• Responsible for performing KYC/CDD procedures at both customer onboarding and periodic review, covering to end process in both maker and checker roles as a support function within the first line of defence.
• Liaise with customers to obtain updated KYC documents when requested by relationship managers.
• Manager KYC/CDD trigger events and reviews and ensure appropriate actions are taken in accordance with the AML/KYC policies and procedures.
• Perform name screening and searches on prospective customers and the existing customer base.
• Maintain customer lists and records, archive documents, etc.
• Manage client onboarding and new account opening requests received from the Front Office and facilitate the KYC process end-to-end.
• Perform various client checks, including AML/KYC, World-Check, Professional Investor rules, CRS and FATCA, in accordance with regulatory requirements.
• Perform account documentation checking for new account opening and existing accounts.
• Conduct name screening to assist due diligence checks during new client onboarding, periodic review, and incident-driven reviews.
• Work closely with Legal and Compliance on documentation requirements and ensure compliance with regulatory controls.

Skills: KYC/CDD Processing, Client Onboarding, Periodic Reviews, Name Screening, Account Documentation, Regulatory Compliance, Client Liaison, Record Management

• Ability to carry out the role remotely and independently.
• Experience in the financial services industry, as a regulator, or in a Big 4 professional firm.
• Demonstrated ability to work as part of a team and manage projects.
• Strong analytical, presentation and report writing skills.
• Strong knowledge of Microsoft Office, PowerPoint, and Excel.
• Good written and proficient oral communication skills in both English.
• Must have an investigative mindset, innate professional scepticism, and ability to carry out plausibility testing.
• Ability to collaborate while working remotely and independently for 90% of the time.

Qualifications: BA in Finance with 4 years of Experience

• KYC/AML experience with a financial institution.
• In-depth knowledge of global Regulatory requirements (IIROC, OSFI, PCMLTFR, FINTRAC, FINRA, FCA, IRS, etc.)
• Experience working with regulatory or rule-based environments.
• Strong familiarity with Capital Markets products, trade systems, and business lines and KYC workflow tools like Fenergo.
• Ability to report and track using tools such as MS Excel, Access, and SQL.
• Must have a high level of client focus with the aptitude to drive results and provide constructive feedback.
• Must have a creative thinker with problem-solving skills.
• Good organizational skills with strong time management.
• Excellent verbal and written communication skills.
• Must have Certified Anti-Money Laundering Specialist (CAMS) designation.
• Must have any financial accreditations, such as the Canadian Securities Course (CSC) or CFA.

Qualifications: BS in Accounting with 7 years of Experience

• Strong familiarity with a wide range of external data sources and third-party systems to be covered as part of the due diligence process.
• Relevant financial service experience, ideally within risk, compliance, or financial crime.
• Good understanding of effective risk management.
• Experience of working with high-risk client groups.
• Knowledge of the regulatory environment.
• Strong analytical ability and attention to detail and strong research skills.
• Experience with the Internet and online research systems.
• Detail-oriented, with the ability to work independently and multitask effectively.
• Excellent written and verbal communication skills.
• Able to flexible to work in rotation shifts, time management, and ability to prioritize and work effectively to tight deadlines.

Qualifications: BS in Information Systems with 4 years of Experience

• Fluent in English, Dutch.
• AML Alert and Case Investigation experience.
• Hands-on experience in Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD).
• Strong analytical, critical thinking and problem-solving abilities.
• Able to decipher high-risk attributes (transactional, geographical, product, customer type, etc.)
• Strong writing skills with the ability to convey ideas clearly and succinctly.
• Ability to work independently, take initiative, and able to adapt to change.
• Able to quick learner, able to readily understand regulatory compliance, financial concepts and issues, exercise sound judgment and observe the highest degree of confidentiality.
• Adept at multitasking and meeting deadlines in a high-pressure environment.
• Able to results oriented team player with strong initiative and flexibility.
• Demonstrated computer software competency, including Microsoft Excel, Word and Outlook.
• Ability to thrive in a production-based environment.

Qualifications: BS in Computer Science with 5 years of Experience

• Excellent communication skills across all platforms.
• Ability to flex styles to the needs of different colleagues, stakeholders, and clients.
• Exceptional level of time management skills.
• Able to proactively manage workload effectively to complete complex and high-priority tasks within target timescales.
• Solid stakeholder management skills and experience of working with key stakeholders.
• Knowledge, understanding and experience of the importance of KYC to the bank through the various lenses, i.e., risk and regulation.
• Good command of one of the following languages: German, French, Arabic, Italian, Spanish, Dutch, Portuguese.
• End-to-end KYC knowledge and experience.
• Knowledge of Corporate Banking.
• Specialist knowledge, understanding and experience in reviewing company structure, organisations and ownership.

Qualifications: BA in International Relations with 6 years of Experience

• Comprehensive knowledge of the FFIEC BSA/AML and OFAC regulations.
• Knowledge of due diligence and enhanced due diligence processes and advanced research techniques using the Internet, public websites and third-party repositories.
• Knowledge of BSA/AML laws (including Bank Secrecy Act, USA PATRIOT Act, US Treasury AML guidelines and OFAC requirements).
• Working knowledge of AML software and case management systems.
• Ability to multitask and prioritize work projects.
• Ability to communicate effectively both verbally and in writing, including the ability to present to senior and executive management.
• Ability to demonstrate initiative and work independently, without supervision.
• Ability to demonstrate effective organizational, time management, and project management skills.
• Ability to demonstrate strong attention to detail.
• Must have skills in using a computer and Microsoft Office, including Word, Excel, PowerPoint, and Outlook.

Qualifications: BA in Criminology with 5 years of Experience

• Able to organize and detail-oriented with good analytical/problem-solving skills.
• Ability to read/interpret relevant documents submitted by customers.
• Ability to be honest with a high level of integrity.
• Good communication and writing skills.
• Good time management skills.
• Must have basic computer skills.
• Must have exposure to Google Sheets.
• Able to work independently and as part of a team.

Qualifications: BS in Information Systems with 2 years of Experience

• Prior experience with a large multinational financial institution in respect of sanctions screening and AML/KYC Checks.
• Strong familiarity with the US OFAC and other international sanctions laws.
• Experience with Global sanctions screening, Anti-Money Laundering, Know Your Client checks, or compliance-related field, and with a large multinational financial institution or similar.
• Strong understanding of OFAC and other international sanctions laws and Money Laundering Regulations.
• Good technical skills, proficiency with Microsoft Word, Excel, and Outlook, and Adobe PDF and online research tools.
• Must have a team player and self-starter with the ability to work proactively and cooperatively with others.
• Excellent communications and problem-solving skills.
• Fluent English language skills.
• Strong organisation and prioritization skills to handle and keep track of a high volume of records and cases.

Qualifications: BS in Cybersecurity with 4 years of Experience

• Strong and solid understanding of FCA UK and JMSLG directive.
• Solid understanding and able to apply the 4th and 5th EU AML Directive that came into effect.
• Experience in applying FCA, JMSLG and EU AML Directive in every Onboarding and/or Review cases.
• Must have relevant knowledge on non-UK (such as Australia, Singapore, India and the US) KYC/AML requirements.
• Must have high IT literacy skills and be able to navigate around minor IT issues independently, i.e., iMeta and CRM.
• Able to perform appropriate regulatory classification processes (e.g., MiFID, EMIR, FSCS, MIFID, SME, UK CASS rules, FATCA/CRS classifications), checking client documentation, and activating clients.
• Able to stay up to date with all UK and EU AML requirements.
• Ability to prioritize and address urgent requests.
• Good verbal and written communication skills.

Qualifications: BS in Accounting with 6 years of Experience

• Must have previous banking experience, specifically in customer identification, customer onboarding and KYC within a financial services organization.
• Must have an AML or financial crime-related qualification.
• Must have experience or/desire to work in a deadline-oriented department.
• Good knowledge of MS Office Suite, including proficiency in Excel.
• Strong teamwork skills in a small local setting.
• Must possess good communication skills with the ability to be assertive.
• Strong organization skills with an excellent attention to detail.
• Ability to focus on high-quality work while under pressure.
• Ability to organize workflow, working to drive efficiencies and process improvements.
• Excellent awareness of and adherence to audit and risk controls.
• Experience in KYC work within the financial services industry.
• Good understanding of AML and financial crime risk and control frameworks.
• Strong research and analytical skills.
• Excellent communication skills in English, both verbal and written.

Qualifications: BA in International Relations with 4 years of Experience

• Experience in financial compliance, business profile, or customer due diligence.
• Ability to converse in English and Thai on a professional level (written and spoken).
• Ability to pay attention to detail.
• Must have an interest in reading, researching, analyzing and investigating.
• Must have a passionate and enthusiastic personality, robust character, and resilient attitude.
• Able to work quickly and decisively, combining efficiency with competence.
• Good attention to detail, ability to "connect the dots", and demonstrate good analytical skills.
• Ability to be self-motivated, able to work independently.

Qualifications: BA in Economics with 3 years of Experience

• KYC/AML experience in the Banking industry.
• Knowledge of Singapore and HK AML requirements.
• KYC/Periodic Review experience in Banks, NBFI, Funds, Corporates.
• Working knowledge of corporate and institutional banking products (financial markets, debt and transactional).
• Must have certifications pertaining to AML/KYC.
• Ability to control focused mindset and good understanding of regulatory and reputation risks.
• Ability to work under pressure.
• Ability to liaise with all levels of the firm/customer and people with different experiences and backgrounds.
• Ability to be self-motivated, able to work independently.
• Ability to prioritise and review client files based on due dates and business criticality.
• Able to work cohesively in a large team.
• Good verbal and written communication skills.

Qualifications: BA in International Relations with 5 years of Experience

• Excellent organizational, written and verbal communication skills.
• Compliance/Anti-Money Laundering experience (e.g., KYC, Customer Identification, or Audit experience).
• Working knowledge of Introducing Broker Dealers and FINRA regulations.
• Working knowledge of Registered Investment Advisors, the Investment Company Act of 1940 and SEC Investment Advisor disclosure requirements.
• Working knowledge of non-US securities regulations (e.g., the Financial Services Authority).
• Excellent project management, interpersonal and analytical skills.
• Detail-oriented with the ability to work under pressure and within tight deadlines.
• Ability to work independently and in a team environment, and have a strong work ethic.

Qualifications: BS in Computer Science with 6 years of Experience

• Knowledge of the UK Money Laundering Regulations 2020, JMLSG Guidelines, MiFID II, applicable FCA rules and sanction regimes, including but not limited to the UN, EU, OFAC and HMT.
• Understanding of the regulatory changes introduced by Money Laundering Directives, MIFID II, CFTC and Dodd Frank Act relating to the introduction of SEFs (Swap Execution Facilities) and upcoming regulatory changes.
• Good understanding of the KYC/AML Lifecycle process.
• Ability to work in a fast-paced environment with precision and accuracy.
• Strong knowledge of Microsoft Office Applications and the ability to learn new software/systems quickly.
• Demonstrated time management skills, including the ability to multitask and prioritise.
• Strong attention to detail.
• Excellent communication skills, both written and verbal, with the ability to overcome language and cultural barriers.
• Must have analytical and problem-solving skills.
• Experience of working within a team.
• Experience of working with both internal and external stakeholders.

Qualifications: BS in Information Systems with 5 years of Experience

• Experience in the KYC analytical function.
• Introductory level AML experience incl. customer and enhanced due diligence (CDD/EDD), AML/CTF/Sanctions Investigations, SAR/STR reporting.
• Basic knowledge of blockchain technology (enhanced in the role).
• Excellent written and verbal English communication skills.
• Proficient in Microsoft Excel (incl. creating pivot tables).
• Demonstrated critical-thinking skills (decision-making).
• Demonstrated attention to detail.
• Organizational understanding (enhanced in the role).

Qualifications: BA in Business Administration with 3 years of Experience

• Proficient in verbal and written English.
• Must have a desire to work on shifts.
• Good internet research skills.
• Strong attention to detail and ability to multitask.
• Ability to fast learner and able to adapt to a global company.
• Knowledge or a basic understanding of KYC, AML, COB and periodic review of customers.
• Ability to work under pressure and handle multiple issues in a calm demeanour.
• Must acquire the necessary business knowledge to complete the task.

Qualifications: BS in Cybersecurity with 1 year of Experience

• Knowledge of Microsoft Office.
• Knowledge and application of compliance and legislative requirements.
• Understanding and applying the principles of risk management.
• Previous experience in KYC and IDV banking processes.
• Experience working in operations centres.
• Able to achieve full working proficiency in English and in one Nordic language.
• Proven work experience where superb communication skills and attention to detail were demonstrated.
• Must have established knowledge of AML compliance or risk assessment.
• Previous experience from the payment or financial industry, risk assessment, or other high-paced operational environments.

Qualifications: BA in Business Administration with 3 years of Experience

• Experience in handling banking documentation and KYC.
• Ability to interact with multiple global banks and government agencies on KYC issues.
• Ability to maintain confidentiality.
• Good written/oral English communication skills.
• Proficient in Microsoft Office.
• Knowledge of AML and counter-terrorism legislation.
• Good data analysis and reporting skills.
• Knowledge of the Avaloq system.

Qualifications: BA in Finance with 2 years of Experience

• Experience in a Financial Crime Investigations role.
• Strong background in Suspicious Activity Reports.
• Extensive knowledge in transaction Analysis and Financial Crime investigation case reports.
• Existing Fraud Operations/Investigations, I&A, or Branch or Direct experience.
• Knowledge of bank enquiry systems.
• Good command of using computer PC software and typing.
• Good command of both written and spoken Chinese and English.
• Able to work responsibly, self-motivated and able to work under tight deadlines.

Qualifications: BS in Accounting with 3 years of Experience

• Must have CAMS Certification.
• Must have EDD experience.
• Experience working in small to midsize institutions that have had more ownership of the KYC process.
• Must be a free thinker that can be independently trusted to know KYC in and out without handholding from management or client disruption.
• Experience with Prime Trust/FIS Prime Compliance software.
• Effective communicator with the ability to develop constructive professional relationships.
• Ability to learn quickly on the job and with the ability to work on one's own initiative and to meet tight deadlines.
• Must have a detail-oriented person with excellent analytical skills.
• Excellent organizational and administrative skills.

Qualifications: BA in Criminology with 4 years of Experience