COMPLIANCE INVESTIGATOR RESUME EXAMPLE
Published: August 5, 2024 - The Compliance Investigator efficiently processes and tracks investigative actions using system databases, ensuring thorough analysis of complaint patterns to ascertain underlying causes. Ensures all complaints are addressed comprehensively, with findings reported accurately to relevant authorities while safeguarding individual rights and Navy interests. Leads and participates in reviews and audits of shipyard operations and policies, focusing on enhancing efficiency and compliance.
Tips for Compliance Investigator Skills and Responsibilities on a Resume
1. Compliance Investigator - Legal, Apex Health Solutions, Orlando, FL
Job Summary:
- Collect documentary evidence and prepare written investigative reports, briefings and executive summaries.
- Process and track ongoing investigative actions on system databases.
- Conduct analyses to determine the motivating causes when significant numbers of complaints are received in a given subject area or involving a specific organization.
- Ensure all complaints are properly addressed and findings reported back to the proper authorities
- Protecting individual rights, confidentiality, and interests of the Navy.
- Participate in efficiency/compliance review (command evaluation) studies of Shipyard program operations/policies for efficiency and cost effectiveness.
- Lead projects on segments of audit, evaluation and review programs as directed.
- Performs other administrative, investigative, inspection, compliance and miscellaneous duties
Skills on Resume:
- Data Analysis (Hard Skills)
- Report Writing (Hard Skills)
- Database Management (Hard Skills)
- Audit Techniques (Hard Skills)
- Project Leadership (Soft Skills)
- Problem Solving (Soft Skills)
- Confidentiality Management (Soft Skills)
- Communication (Soft Skills)
2. Compliance Fraud Investigator, TrustMark Insurance, Denver, CO
Job Summary:
- Investigate and document results of fraud/suspicious activity referrals in accordance with established standards.
- Accurately assemble Suspicious Activity Report data and case report summaries in the Fraud Alert System (FAS)
- Research sanctions alerts, and consumer credit report identity theft disputes in accordance with regulations and time limitations
- Support Corporate Compliance leaders in the performance of control evaluations, risk assessments, and other monitoring activities
- Analyze line of business compliance of mortgage lending regulations including, but not limited to: Bank Secrecy Act, FACT Act Red Flags Rule, Elder Financial Abuse and OFAC Sanctions
- Investigate, review, and maintain advanced awareness of regulatory changes and industry trends that may impact current business practices
- Represent the Compliance Department by demonstrating core values, support of company policies and practices, and encouraging one common culture throughout the company
- Demonstrate behaviors which are aligned with the organization’s desired culture and values
Skills on Resume:
- Fraud Analysis (Hard Skills)
- Regulatory Compliance (Hard Skills)
- Data Reporting (Hard Skills)
- Risk Assessment (Hard Skills)
- Investigative Research (Hard Skills)
- Interpersonal Communication (Soft Skills)
- Adaptability to Change (Soft Skills)
- Team Representation (Soft Skills)
3. Compliance Investigator, Liberty Legal Firm, Atlanta, GA
Job Summary:
- Make outbound calls to providers in order to obtain documents and statements in regards to investigations
- Document all aspects of the investigative process
- Prepare investigation reports and referrals for review and approval by the Chief Compliance Officer (CCO)/Director prior to submission to government agencies
- Make recommendations to the Director of Operational Compliance and CCO for improvement, risk mitigation and correction, where identified
- Research suspicious claims activities
- Conduct investigations/audits of suspect claims
- Conduct site visits as warranted and perform investigations
- Participate in recovery of wrongful payment to providers
- Coordinate and track compliance department initiated corrective actions
Skills on Resume:
- Documentation Skills (Hard Skills)
- Report Preparation (Hard Skills)
- Risk Analysis (Hard Skills)
- Audit Techniques (Hard Skills)
- Communication Skills (Soft Skills)
- Problem Solving (Soft Skills)
- Collaborative Coordination (Soft Skills)
- Adaptive Decision-Making (Soft Skills)
4. Compliance Investigator, Healthwise Management, Seattle, WA
Job Summary:
- Lead agreed plans with the leadership team
- Collect data and conduct analysis
- Identify conduct risks and share with responsible personnel
- Improve communication with compliance and senior business management
- Partner with offshore colleagues to exchange information and refine processes
- Oversee various projects and meet deadlines
- Assist with the drafting and/or updating of Centers Plan for Healthy Living (CPHL) Compliance related policies and procedures
- Work with others to make decisions concerning budgeting objectives and resource allocation, manage budget.
- Managing client and third-party interviews, managing reporting and coordinating internal and external teams.
Skills on Resume:
- Data Analysis (Hard Skills)
- Risk Identification (Hard Skills)
- Policy Development (Hard Skills)
- Budget Management (Hard Skills)
- Leadership and Team Coordination (Soft Skills)
- Effective Communication (Soft Skills)
- Cross-Cultural Collaboration (Soft Skills)
- Decision-Making (Soft Skills)