• Demonstrate knowledge of the Bank Secrecy Act (BSA), USA PATRIOT Act, Anti Money Laundering (AML) and Customer Identification Program (CIP)
• Conduct KYC Program research including Customer Identification Procedures (CIP) and Customer Due Diligence (CDD)
• Exhibit superior time management skills (measured by deadlines, quality of progress, and number of projects completed)
• Advanced decision-making aptitude
• Ability to meet tight deadlines with limited resources
• Ensure suspicious activity reports and sanctions screening are fully investigated in line with regulatory requirements
• Providing occasional informal training and guidance to less experienced AML Analyst and colleagues
• Identifying and recommending training aids/materials that may aid in improved compliance and efficiency
• Assisting the MLRO with continuous improvement ideas on processes and systems

Skills: Bank Secrecy Act (BSA), USA PATRIOT Act, AML, CIP Knowledge, KYC Program Research, Time Management, Advanced Decision-Making, Deadline Management, Investigative Skills, Training and Mentorship, Process Improvement.

• Ensuring that new clients and new matters comply with the requirements of applicable AML legislation and the Firm’s AML policies
• Assessing the profiles of new and existing clients in accordance with the firm’s risk requirements
• Summarizing CDD results based on internal information
• Performing client due diligence including Politically Exposed Person (PEP), adverse press, and sanctions
• Appropriate administration surrounding completed AML packs
• Performing follow-ups on outstanding AML files, ongoing monitoring on completed AML files, and periodic review of personal identification documentation obtained
• Support the AML review process for investors in alternative investment products, e.g., hedge fund and private equity entities
• Work as part of a Team of seven in NY, with additional staff in global locations
• Evaluate materials provided by investors to assess AML adequacy
• Prepare written communications assessing AML work status and appropriate descriptions of deficiencies that a party may need to address
• Act independently, especially in a remote work environment, leveraging established experience in relevant work

Skills: Compliance with AML Legislation and Firm Policies, Client Risk Assessment, CDD Summary, Client Due Diligence (including PEP, adverse press, and sanctions), AML Pack Administration, Follow-Up and Ongoing Monitoring, Support for AML Review Process, Team Collaboration and Remote Work Autonomy.

• Review customers' account activity based on assigned workload
• Complete analysis of customer activity by evaluating transactional information to identify trends, patterns and potential risk
• Look for potential BSA/AML concerns on customers' accounts and/or any other types of questionable activity
• Ensure actions taken are compliant with internal policies and federal regulations
• Participate in department meetings and training sessions to ensure consistency and understanding of all regulatory requirements and procedures
• Strong written and oral communication skills
• Analytical skills
• Desire for learning and ongoing training
• Capacity to work in a fast-paced environment with daily goals
• Ability to utilize multiple computer systems simultaneously
• Meet standards for research, analysis, documentation, and timeliness

Skills: Analytical Skills, Risk Assessment, Regulatory Compliance, Communication Skills, Team Collaboration, Continuous Learning, Multitasking, Technical Proficiency

• Knowledge of the SIRON or any related AML tool would be an advantage.
• Knowledge of the GoAML system is essential.
• Sound knowledge of banking services, and products.
• Cognitive approach to analysis.
• Accuracy and attention to detail.
• Computer Literacy (MS Word, Excel, PowerPoint).
• Analyse reports and close transactional alerts from SIRON AML.
• Analyse and provide comments on reporting requirements from FIC.
• Submit reports on the GoAML system.
• Compiled monthly statistical reports to management, and the Enterprise Risk Committee.
• Assist MLRO/MLCO to conduct branch monitoring.
• Compile branch monitoring reports for submission to management.
• Update statistics of all suspicious transaction reports on the Issues Log.
• And all other compliance-related work that may be allocated by management.

Skills: Knowledge of AML tools (SIRON or related), Proficiency in GoAML system, Understanding of banking services and products, Analytical thinking, Accuracy and attention to detail, Computer literacy (MS Word, Excel, PowerPoint), AML transactional alert analysis, Reporting, and compliance management.

• Monitor transactions for suspicious trends
• Investigate and assess alerts relating to potential money laundering risks in accordance with departmental procedures
• Ensures comprehensive investigational practices by using all available industry best practice resources
• Collect documentary proof and build and maintain case files for transactions deemed suspicious
• Ensure proper record-keeping of data collected and analyzed
• Articulate actions to be taken with account closure, to present for the closing decision
• Identify weaknesses in processes
• Review and assess data and transactions for suspicious or unusual activity
• Escalate red flags with AML typologies
• Document and prepare observations and recommend whether further review 
• Collaborate within a talented, world-class team and serve as a mentor to AML Analysts

Skills: Transaction monitoring, Investigation skills, Utilization of best practices, Case management, Record-keeping, Decision making, Process improvement, Communication and Collaboration

• Spend days investigating and reporting on customer accounts. Staying well-informed on fraud trends and maintaining preventative measures.
• Keep up to date with compliance related issues and best practices and share  knowledge with the team.
• Will perform Enhanced Due Diligence checks and be on the look out for Politically Exposed Persons. 
• Constantly scrutinising the information received to protect both customers and business.
• Will know the difference between Source of Wealth and Source of Funds and will be able to verify each to ensure non-exposure to risk.
• Assist in the Management of the on-boarding process for new trading counterparties, including counterparty identification/KYC and sanction screening
• Undertake due diligence on new and existing trading counterparties
• Review transaction activity to identify potentially unusual or suspicious trends and patterns
• Assist in reviewing questions or observations raised by the business and trading desks with respect to counterparty activity or existing policies and procedures
• Assist in preparing and submitting required reports, including reports concerning suspicious activity
• Assist the AML Compliance Officer in analyzing transaction trends and patterns
• Contribute to the development and management of compliance processes
• Contribute to the development of risk assessments, risk mitigation strategies and transaction monitoring strategies

Skills: Investigative skills, Fraud detection and prevention, Compliance knowledge, Enhanced Due Diligence (EDD), Source of Wealth/Funds verification, KYC and sanction screening, Transaction monitoring and analysis, AML compliance, and risk management.

• Review system-generated alerts in order to provide a comprehensive analysis of reviewed activity. 
• Including but not limited to, reviewing customer profiles, prior reviews, past investigations, account documentation, and online research.
• Make sound decisions on alerted transactional activity to either clear activity or further investigate.
• Perform review and document support for clearing possible OFAC and/or additional screening list matches
• Perform in-depth investigations and prepare comprehensive investigative summaries.
• Prepare proposed Suspicious Activity reports for review and final determination
• Review and approve Customer Identification Documentation when applicable
• Perform Enhanced Due diligence and review affordability documentation when applicable
• Create and manage internal controls and generate incident reports
• Play a key role on the first line of defense where will have close contact with clients in the onboarding process.
• Work closely with the Fund Promoter when performing Anti-Money Laundering/Know Customer (AML/KYC) due diligence.
• Support the Analysts with training and coaching to develop system knowledge.
• Manage the launch of funds, migration, and liquidation concerning AML/KYC.

Skills: Alert Review and Analysis, Decision Making, OFAC Compliance, Investigative Skills, Reporting, Customer Identification and Due Diligence, Internal Controls Management, Client Interaction

• Primary responsibilities will be to efficiently and accurately perform customer due diligence and enhanced due diligence
• Work with customers and account managers to understand the customer's business, assess the customer's AML risk, and gather and analyze required documentation
• Produce timely reporting, conduct investigations, including creating internal reports and recommendations, as necessary
• Secondary responsibilities will be to assist, with blockchain-based transaction monitoring and investigations using blockchain monitoring tools to monitor and detect possible money laundering, terrorism financing, corruption, and other suspicious activity, create and file suspicious activity reports with appropriate regulatory agencies
• Contribute proactively to enhancements pertaining to onboarding, enhanced due diligence, monitoring, suspicious activity reporting
• Assist the Chief Compliance Officer and other senior compliance team members with projects and tasks as assigned, such as licensing activities, law enforcement requests, bank inquiries, and regulatory audits/examinations.
• Transactions screenings on customers by documenting and corroborating the information obtained
• Analyse and investigate of transactions (AML)
• Reports on suspicious transactions
• Administration and booking of guarantees
• Daily customer database screening
• Support Corporate Banking department with customer’s requests
• Administrative tasks in relation to opening and closing of accounts

Skills: Customer Due Diligence (CDD), AML Risk Assessment, Documentation Management, Reporting and Investigation, Blockchain Monitoring Tools, Regulatory Compliance, Process Enhancement, Project Management and Support

• Assess the risk profiles of new and existing clients and third-party payers by conducting independent research and reviewing client due diligence materials.
• Conduct due diligence searches using various third-party and internal databases.
• Includes ascertaining the nature of an entity's role in a transaction and producing corporate trees to ascertain beneficial ownership and subsidiary holdings.
• Work closely with the Finance Teams globally to ensure that adequate AML checks are conducted in connection with funds received into the firm's client accounts/escrow accounts/IOLTA accounts.
• Review new client and matter intake forms submitted via the internal New Business Intake system to verify that information (including information on third-party payers) provided by the practice group is complete.
• Handle 'low to medium' client due diligence, client care, and sanctions issues with minimal supervision.
• Review and adhere to internal compliance policies and procedures and ensure that amendments to applicable local laws in the jurisdictions in which the firm practices are properly reflected in the firm's policy.
• Work closely with departmental colleagues, lawyers, paralegals, secretaries, and other administrative staff and management.

Skills: Risk Assessment, Due Diligence, Corporate Structure Analysis, AML Compliance, New Client Intake Review, Issue Resolution, Compliance Adherence, Collaboration and Communication

• Perform the due diligence on new and existing clients
• Perform analytical risk assessments on new clients
• Ensure KYC files are complete and prepare client acceptance forms
• Review of periodical reviews on existing clients
• Provide ongoing support to client services teams in relation to AML/KYC matters
• Assist in the review of transaction monitoring processes on a risk-based approach
• Assist with complex AML/KYC regulatory issues
• Assist with implementation and delivery of internal AML/KYC training

Skills: Due Diligence, Analytical Risk Assessments, KYC File Management, Periodical Review Oversight, AML/KYC Support, Transaction Monitoring Review, Complex Regulatory Issue Management, AML/KYC Training Assistance

• Aware of various types of trading entities – hedge funds, asset managers, pension funds, limited, private and public companies, holding companies, trusts, etc.
• Knowledge of the due diligence and local money laundering requirements
• Business Knowledge of Global Markets and Corporate Banking
• Excellent verbal, presentation, and written communication skills
• Ability to think globally / see the overall picture
• Strong appetite for organization and ability to multi‐task
• Ability to follow an issue through to its conclusion
• Able to prioritize tasks, deal effectively with competing and changing priorities, and meet deadlines.

Qualifications: BA in Economics with 4 years of experience

• Knows the specific regulations of the area and have the responsibility to apply them
• Curiosity and willingness to learn
• Proven leadership skills demonstrated through involvement in extracurriculars, work experience, educational endeavors, etc.
• Excellent communication skills (verbal and written).
• Strong computer skills, ideally with Microsoft Excel.
• Able to clearly articulate a strong interest in building a career in AML/financial crimes.
• Able to be Accurate, detail-oriented, and organized. Able to analyze and resolve routine problems and situations.
• Basic knowledge and understanding of Credit Union products, services, policies, and procedures pertinent to the job.
• Basic knowledge and understanding of regulatory compliance necessary to successfully perform job responsibilities.
• Basic knowledge and understanding of all Credit Union computer systems and software applications required to perform job duties.

Qualifications: BS in Computer Science with 2 years of experience

• Attention to detail and ability to identify and solve issues effectively on time
• Excellent communication and interpersonal skills
• Ability to ensure that tasks within areas of responsibility are completed in a timely manner
• Ability to practice attentive and active listening skills
• Results-oriented team player with solid interpersonal and verbal/written communication skills
• Ability to work in a close-knit team atmosphere but also able to work independently and drive a project when necessary
• Highly motivated, with drive and enthusiasm 
• Excellent time management and prioritization skills.
• Good verbal and written communication skills and interpersonal skills in order to interact professionally and effectively with members, staff, vendors, and government regulators. 
• Able to explain facts, policies, and practices

Qualifications: BA in Psychology with 3 years of experience

• Knowledge of sanctions and KYC processes related to AML
• Knowledge of sending the suspicious activity report (SAR) to the UIAF
• Has autonomy to make decisions that impact customers and Nu based on AML policies
• Knows the specific regulations of the area and have the responsibility to apply them 
• Curiosity and willingness to learn
• Knowledge of AML regulations and sanctions 
• Efficient verbal and written communication skills
• Demonstrated analytical skills and proficient in MS Office
• Have a firm grasp and understanding of AML, KYC, and Internal Controls
• Be extremely detail-oriented, and organized and have the ability to multi-task

Qualifications: BS in Data Analytics with 1 year of experience

• Good MS Office Skills (Excel, Word, PowerPoint)
• General understanding of the IBCM business and the products and services it offers (MandA, ECM, DCM, HYCM, Corporate Lending)
• Sound knowledge of the wide range, and complex variety, of fund/corporate structures
• Knowledge of Investment Banking, and/or Wealth Management industries preferred
• Knowledge of financial regulations relevant to Investment Banking
• Knowledge of Lexis Nexis, Bloomberg, World Check, Factiva, and various Compliance Related Systems
• Excellent research and analytical skills with the ability to analyze large amounts of data decipher higher risk attributes (transactional, geographical, product, customer type, etc.), and disposition appropriately
• Be able to work in an independent way, while at the same time being a strong collaborator, working alongside (connecting) colleagues and developing (sharing) ideas to improve effective teamwork
• Be a self-starter who enjoys a fast-paced environment
• Have strong analytical skills and believe efficiency is key
• Be outgoing, friendly, and fun

Qualifications: BA in International Relations with 5 years of experience

• CAMS or CGSS certification
• Working knowledge of global AML and sanctions regulations and regulatory expectations.
• Experience conducting research and analysis involving sanctions or client due diligence requirements.
• Experience using sanctions screening tools such as World-Check and Dun and Bradstreet
• Excellent research and analytical skills.
• Excellent written, oral, presentation, and interpersonal skills.
• Proficiency in MS Suite with advanced knowledge of MS Excel, Word, PowerPoint, and Outlook.
• Excellent record-keeping and organizational skills as well as attention to detail.
• Self-motivated and adept at working independently or in a team on multiple and varied tasks.
• Ability to perform under pressure and capable of working collaboratively with employees throughout the company.

Qualifications: BA in Business Administration with 2 years of experience

• Experience with the financial/banking industry, BSA/AML/OFAC monitoring and case management applications, and related analytics.
• Strong practical experience in investigative functions as it relate to current and proposed BSA/AML, USA PATRIOT Act laws, and OFAC regulations, specifically as applied to money laundering, terrorist financing, and OFAC sanctions.
• Extensive knowledge of and experience with Bank Secrecy Act (BSA) and Anti Money Laundering and OFAC Regulations.
• Proven ability to work independently with minimal supervision in a high-volume work environment
• Strong analytical and computer skills
• Ability to self-manage situations that require attention to detail, high-level prioritization, and follow-through including decision-making, escalation and conflict resolution.
• Excellent computer literacy in all Microsoft Programs (Office, Outlook, Word, Excel, PowerPoint, Adobe Reader) including the use of pivot tables.
• Vendor Systems (DNA, LexisNexis, and Verafin)
• Personal Computer, copier, fax, phone system, printers, calculators, Copier/Scanner
• Previous experience in an AML, Compliance, or KYC environment. 
• Experience within a banking or financial services institution. 
• Confident in making sound judgment-based decisions.
• Experience gained in a Financial Crime Operations role within a Corporate or Institutional Bank is essential

Qualifications: BS in Finance with 3 years of experience

• Prior investigative experience through legal expertise, law enforcement background, or other
• applicable channels including prior financial institution experience is preferred
• Strong analytical and writing skills
• Ability to identify various financial crimes and money laundering red flags
• Working knowledge of AML and Sanctions regulations
• Working knowledge of financial institution fraud schemes (i.e. identity theft, elder financial exploitation, vendor fraud, etc.)
• Ability to conduct research by leveraging multiple internal and external systems
• Highly effective communication skills
• Attention to detail organizational skills and Ability to multi-task
• Demonstrated ability to execute daily tasks independently and within a required timeframe
• Team player willing to accept challenges large and small
• Proficiency in Windows based applications (e.g., Word, Excel, and PowerPoint)
• Prior experience with financial institution AML and case management tools preferred

• Knowledge about applicable CIP, AML and anti-terrorist financing laws, regulations, procedures and industry practices including specifically understanding the requirements related to NYDFS Part 504.
• Strong analytical and research skills with attention to detail.
• Experience in BSA/AML transaction monitoring function
• Familiarity with AML Risk Assessment
• Customer /Account Risk Modeling, Scoring and Profiling.
• Strong written and verbal communication skills, including a demonstrated ability to clearly provide written reports that accurately
• Clearly summarize issues and present solutions in an understandable and logical manner and strong interpersonal skills.
• Familiarity with research in external databases (ex. Lexis-Nexis, World-Check, Dow Jones Factiva).
• Proficiency using MS Office including Word, Excel, PowerPoint and Adobe Acrobat.

Qualifications: BA in Sociology with 2 years of experience

• Knowledge of risk and anti-money laundering regulatory requirements is an asset.
• Excellent analytical skills, specifically in relation to the interpretation and application of regulatory requirements.
• Excellent verbal and written communication skills.
• Proficiency in French is an asset.
• Able to interact positively at all levels within the firm and a good team player.
• Able to demonstrate excellent client/customer-facing skills.
• Strong analytical skills can clearly explain and present problems and issues to others and contribute to resolution.
• Methodical approach to work and takes an efficient and organized approach to dealing with tasks.
• Able to make decisions and remain calm while under pressure – particularly when dealing with difficult situations.
• Able to deliver high-quality work with tight deadlines.
• Able to exercise tact and diplomacy in an organizational setting.
• Responsibilities in a way that supports the Firm’s values and promotes equal opportunities and diversity principles.
• Be an ambassador for Dentons, by being professional in outlook and attitude.
• Demonstrate commitment to privacy and ethical conduct.

Qualifications: BA in Accounting with 3 years of experience