ADVISORY SERVICES ASSOCIATE SKILLS, EXPERIENCE, AND JOB REQUIREMENTS
Published: Nov 19, 2024 – The Advisory Services Associate possesses experience in advisory services within the brokerage and RIA environments, including proficiency with multiple custodians and the Black Diamond Platform, alongside FINRA Series 7 and 66 securities licenses. This role requires advanced skills in Microsoft Office, particularly Excel, coupled with exceptional problem-solving and multitasking abilities to meet time-sensitive deliverables. The associate also excels in communication, customer service, and collaboration within team-oriented environments built on mutual respect and trust.
Essential Hard and Soft Skills for a Standout Advisory Services Associate Resume
- Financial Analysis
- Risk Management
- Data Analysis
- Project Management
- Excel Modeling
- Report Writing
- Regulatory Compliance
- Strategic Planning
- Market Research
- Business Process Improvement
- Communication
- Problem Solving
- Critical Thinking
- Adaptability
- Team Collaboration
- Leadership
- Time Management
- Attention to Detail
- Conflict Resolution
- Client Relationship
Summary of Advisory Services Associate Knowledge and Qualifications on Resume
1. BA in Economics with 2 years of Experience
- CISA or CISA candidate, CISSP or CISSP candidate, CIA or CIA candidate, and/or CPA or CPA candidate
- Experience in public accounting, external audit, internal audit, information technology, and/or staff accountant responsibilities
- Knowledge of IT controls and how they impact the control environment
- Knowledge of COBIT, COSO, and related frameworks
- Basic understanding of Sarbanes Oxley Section 404 and the role that information technology plays in compliance
- Basic understanding of systems infrastructure and security, connectivity, remote access, and data mining
- Basic understanding of financial reporting, transaction cycles, and business processes
- Strong organization and attention to detail ensuring all documentation is complete and accurate.
- Excellent communication skills capable of explaining information clearly and concisely.
- Professional, thorough, and organized with strong follow-up skills.
2. BA in Business Administration with 4 years of Experience
- Previous experience in the financial services industry supporting an RIA
- Knowledge of Financial Advisor technology tools (i.e. Orion)
- Ability to provide an extraordinary level of customer service and support to advisors
- Skill in networking and establishing relationships with advisors
- Ability to establish cooperative working relationships with various business units and to build consensus for key initiatives
- Ability to analyze issues, identify key variables, and develop appropriate solutions
- Strong attention to detail and ability to work under pressure, with excellent verbal and written communication skills
- Familiarity with Schwab, Fidelity, TD, and NFS platforms
- Understanding of fee-based billing methodology and systems
- Skill in operating various office equipment and software programs (i.e. Microsoft Office)
- Ability to maintain complete confidentiality of information
3. BA in Accounting with 5 years of Experience
- Advisory experience within a brokerage or RIA environment
- Experience working with multiple custodians, such as Fidelity, Pershing, Schwab, and Wedbush.
- Black Diamond Platform Experience
- FINRA Series 7 and 66 securities licenses
- Proficient with Microsoft Office Suite (Outlook, Word, Excel, PowerPoint), with extensive skill in Excel
- Excellent communication and customer service skills
- Strong ability to multi-task and meet time-sensitive deadlines and deliverables.
- Problem solver with the ability to provide multiple solutions that will achieve the same outcome.
- Self-aware, self-motivated, and with a high regard for accountability.
- Excellent oral, written, and listening skills.
- Strong interpersonal skills, with the ability to collaborate and work in a team-oriented environment that is forged through mutual respect, hard work, loyalty, and trust.